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BOOKS OF THE TIMES; A Pro-Nazi President, A Family Feeling The Effects

Published: September 21, 2004

THE PLOT AGAINST AMERICA By Philip Roth 391 pages. Houghton Miflin. $29.

Throughout his career, Philip Roth has imagined alternate fates for characters very much like himself: bright, sensitive boys who grow up to become self-conscious, conflicted men, torn between duty and desire, a longing to belong and a rage to rebel -- artists or academics, estranged from their lower-middle-class Jewish roots and beset, at worst, by narcissistic worries, literary disappointments and problems with women.

In his provocative but lumpy new novel, ''The Plot Against America,'' Mr. Roth tries to imagine an alternate fate for the United States with the highest possible stakes. What if, he asks, the flying ace Charles A. Lindbergh had defeated Franklin D. Roosevelt in the 1940 election, and what if Lindbergh (who in real life articulated anti-Semitic sentiments and isolationist politics) had instituted a pro-Nazi agenda?

Of course, this brand of historical fiction (or ''counterfactual'' history) is hardly new. In ''It Can't Happen Here,'' Sinclair Lewis created a portrait of the United States as a fascist dictatorship under the rule of a New England demagogue. In ''The Man in the High Castle,'' Philip K. Dick conjured up a Japanese- and-Nazi-occupied America in which slavery was legal again and Jews hid behind assumed names. In ''SS-GB,'' Len Deighton imagined a Nazi-occupied Britain in which Churchill had been executed. And in ''Fatherland,'' Robert Harris postulated a world in which the Nazis had won World War II and covered up the Holocaust.

What sets Mr. Roth's historical nightmare apart is that it is narrated by a boy named Philip Roth and that it describes the day-by-day fallout of an anti-Semitic administration on members of an ordinary American family who happen to be Jews. But while the portions of the book depicting the fictional Roth family of Newark do an understated -- and at times, deeply affecting -- job of showing how violently public events can intrude upon the private realm of family and dent the shiny daydreams of a young boy, Mr. Roth never, even momentarily, persuades the reader to set aside the knowledge that Roosevelt won a third term in 1940 and that Nazism did not triumph in the United States. This failure stems, in large measure, from the fact that the novel is based not on a war going one way instead of another, but on a nation's social machinery producing a very different result than it actually did, and Mr. Roth's reluctance to spend a lot of energy on imagining exactly how and why that might have happened.

While the author tries, as he did in his ''American Trilogy'' novels (''American Pastoral,'' ''I Married a Communist'' and ''The Human Stain''), to turn a wide-angled camera lens on the United States by creating a parable about the loss of innocence and the costs of ''the indigenous American berserk,'' ''The Plot Against America'' hurries toward a preposterous (albeit clever) ending and takes place in a political landscape that remains cartoony in the extreme -- a sort of high-concept, comic-book landscape that might work in a big-screen extravaganza or satiric potboiler but that feels oddly flimsy here, especially when foregrounded with characters as realistic and psychologically vivid as members of the Roth family.

''The Plot Against America'' is a novel that can be read, in the current Bush era, as either a warning about the dangers of isolationism or a warning about the dangers of the Patriot Act and the threat to civil liberties. Yet it is also a novel that can be read as a not-altogether-successful attempt to mesh two incompatible genres: the political-historical thriller and the coming-of-age tale.

The language Mr. Roth employs in this novel is the allusive, decorous prose of ''The Ghost Writer'' and ''Letting Go,'' not the manic, uproarious voice of ''Portnoy,'' and the Roth family described in these pages is very much the same family that the author described in his 1988 book ''The Facts'' and his 1991 memoir ''Patrimony'': young Philip, a third grader, still ''the good child, obedient both at home and at school -- the willfulness largely inactive and the attack set to go off at a later date''; his brother, Sandy, several years older and already an accomplished artist; their doting, ever vigilant mother, Bess; and their feisty, tenacious father, Herman, a man his son once described as possessing ''absolutely totalistic notions of what is good and what is right.''In ''The Facts,'' Mr. Roth wrote about his childhood idyll in Newark: though World War II was a booming, distant threat, it was faraway and vaguely abstract, and young Philip felt his world to be ''as safe and peaceful a haven for me as his rural community would have been for an Indiana farm boy.'' The family, he grew up believing, ''was an inviolate haven against every form of menace, from personal isolation to gentile hostility.''In ''The Plot Against America,'' all that has changed. With Lindbergh in the White House and anti-Semitic violence on the streets, Philip suddenly sees his parents scared, helpless and unable to protect him. He hears of friends and neighbors fleeing to Canada and sees others forced to move away under a government relocation program. He witnesses a violent fight between his idealistic father and a cynical cousin, and an equally bitter fight between his father and his aunt, who is married to a prominent rabbi who has become a Lindbergh collaborator.