Rudmin, F. W. (2003). Catalogue of acculturation
constructs: Descriptions of 126 taxonomies, 1918-2003. In W. J. Lonner, D.
L. Dinnel, S. A. Hayes, & D. N. Sattler (Eds.), Online Readings
in Psychology and Culture (Unit 8, Chapter 8), (http://www.wwu.edu/~culture),
Center for Cross-Cultural Research, Western Washington University,
Bellingham, Washington USA
This material is copyrighted by the author(s), who have kindly extended to the Center the right to use the material as described in the Introduction to this collection and the form entitled "Agreement to Extend License to Use Work." |
UNIT 8, CHAPTER 8
CATALOGUE OF ACCULTURATION CONSTRUCTS: DESCRIPTIONS OF 126 TAXONOMIES, 1918-2003
Floyd
W. Rudmin
Psychology
Department
University of Tromso
Norway N-9037
Norway email: frudmin@psyk.uit.no
Norway
phone: (+47) 77 64 59 53
Canada
email: frudmin@cgocable.net
Canada phone: (613) 549-6538
ABSTRACT
Acculturation
refers to the processes by which individuals, families, communities, and
societies react to inter-cultural contact. Advances in communication and
transportation technologies, and increasing migration pressures due to
demographic, economic, environmental, human rights, and security disparities,
make acculturation one of the most important topics for applied research in
cross-cultural psychology. However, progress in acculturation research has been
frustrated by our inabilities to pit theories against each other in meaningful
ways, to
summarize results by meta-analytic methods, or to improve constructs and scales
all because we have been unaware of the interdisciplinary breadth of
acculturation research and its historical depth. This annotated bibliography of
acculturation taxonomies presents an accessible historical foundation to the
literature on acculturation. The most ancient psychological discussion of
acculturation appears to be that of Plato in 348 BC. In the early 19th century,
DeTocqueville speculated about acculturation processes in Europe and America.
The word "acculturation" was first used in 1880, and by 1900 scholars
were already writing histories of acculturation theory. G. Stanley Hall was the
first psychologist to write about acculturation, and Thomas and Znaniecki
presented the first full psychological theory in 1918. Since then, more than 100
different taxonomies of acculturation have been published, most of them cited
and summarized here.
INTRODUCTION
When
peoples of different cultures interact and intermix, they have some probability
of adopting each others products, technologies, behaviors, languages, beliefs,
values and social institutions.
"Acculturation
comprehends those phenomena which result when groups of individuals having
different cultures come into continuous first-hand contact, with subsequent
changes in the original culture patterns of either or both groups"
(Redfield, Linton & Herskovits, 1936, p.149).
As
shown in Table 1, studies of acculturation have increased dramatically in the
last two decades, possibly because more and more minority individuals are
entering research careers. Dissertation
Abstracts International indexes all disciplines, and PsycINFO indexes
psychology, including dissertations, so these two tabulations overlap.
Table1. Number of studies of "acculturation"
Years | PsycINFO | Dissertation Abstracts |
1900-1930 | 0 | 0 |
1931-1940 | 17 | 5 |
1941-1950 | 60 | 25 |
1951-1960 | 97 | 49 |
1961-1970 | 111 | 69 |
1971-1980 | 248 | 153 |
1981-1990 | 572 | 700 |
1991-2000 | 1571 | 1376 |
Although
most acculturation research is relatively recent, the topic has a long history
going back at least to Plato. He
argued that acculturation should be minimized but not to the extent of cultural
isolation:
"The
intercourse of cities with one another is apt to create a confusion of manners;
strangers are always suggesting novelties to strangers. When states are well
governed by good laws, the mixture
causes the greatest possible injury; but seeing that most cities are
the reverse of well-ordered, the confusion which arises in them from the
reception of strangers,
and from the citizens themselves rushing off into other cities, when any one
either young
or old desires to travel anywhere abroad at whatever time, is of no consequence.
On the other hand, the refusal of states to receive others, and for their own
citizens never to go to
other places, is an utter impossibility, and to the rest of the world is likely
to appear ruthless
and uncivilized; it is a practise adopted by people who use harsh words, such as
xenelasia or banishment of strangers, and who have harsh and morose ways"
(Plato, 348BC/1892,
pp. 338-339).
Plato
recommended that only citizens over age 40 be allowed to travel to foreign
lands, and then in the company of countrymen, so that there would be less
likelihood of learning bad foreign ways. He
also recommended that foreign visitors be restricted to the port, outside the
walls of the city, so that cultural contamination might be minimized.
Despite
the ancient origins of theorizing about acculturation, it did not become a topic
of research until the 19th century. The
first focus was on processes by which cultures merge with one another in order
to make a homogeneous population suitable to the needs of a nation state.
For example, DeTocqueville's 1835 study of American political culture
argued:
"If
this tendency to assimilation brings foreign nations closer to each other, it
must a fortiori prevent the descendants of the same people from becoming aliens
to each other. The time will
therefore come when one hundred and fifty millions of men will be living in
North America, equal in condition, the progeny of one race, owing their origin
to the same cause, and preserving the same civilization, the same language, the
same religion, the same habits, the same manners, and imbued with the same
opinions, propagated under the same forms. The rest is uncertain, but this is
certain; and it is a fact new to the world - a fact fraught with such portentous
consequences as to baffle the efforts even of the imagination" (DeTocqueville,
1835/1945, p. 452).
In
1901, Sarah Simons published a five-part review of 19th century acculturation
research, most of it by European sociologists.
They had used evidence from history to theorize about two-way processes
of "reciprocal accommodation" that caused cultural merger in
multicultural empires and modern nation states.
In the German literature, this was called "Amalgamirungsprozess"
[amalgamation processes], but in English, it was called
"assimilation."
"It
may, perhaps, be defined as that process of adjustment or accommodation which
occurs between
the members of two different races, if their contact is prolonged and if the
necessary psychic conditions are present. The
result is group-homogeneity to a greater or less degree.
Figuratively speaking, it is
the process by which the aggregation of peoples is changed from a
mere mechanical mixture into a chemical compound" (Simons, 1901, part I,
pp. 791-792)
Another
metaphor of assimilation was "cross-fertilization of cultures," which
was said to be the cause of progress in human development.
For further history of 19th century acculturation theory, see Abramson
(1980).
The
first known use of the word "acculturation" is in J.W. Powell's 1880
report from the Bureau of American Ethnography on changes in Native American
languages (Oxford Dictionary, 1989). In
1883, Powell explained that "acculturation" refers to the
psychological changes induced by cross-cultural imitation.
In 1898, W. J. McGee, a self-educated anthropologist also at the Bureau
of American Ethnology, defined "acculturation" to be the processes of
exchange and mutual improvement by which societies advance from savagery, to
barbarism, to civilization, to enlightenment.
McGee (1898, p. 243) argued that "Human development is essentially
social, and may be measured by the degree in which devices and ideas are
interchanged and fertilized in the process of transfer, i.e., by the degree of
acculturation." Unlike Simons'
concept of assimilation, acculturation can occur between antagonistic societies.
Other acculturation theorists would similarly argue that positive
intercultural attitudes are not necessary for acculturation (e.g., Powell, 1900;
Thurnwald, 1932; Devereux & Lobe, 1943).
McGee seems also to be the first to define different types of
acculturation. Martial
acculturation is the imitation of weapons and religious symbols.
Marital acculturation is semi-antagonistic mating between groups.
Commercial acculturation is the exchange of goods.
Educational acculturation refers to the exchange of ideas and
technologies of production.
Purpose
Subsequently,
scholars from sociology, psychology, anthropology, political science,
linguistics and other social science disciplines have proposed taxonomies of
different types of acculturation. The
purpose of the present report is to catalogue such taxonomies.
The intention here is to briefly describe the constructs that underlie
theories about different kinds of acculturation, without adding critical or
comparative commentary or making inferences about the constructs.
Please note that this is NOT intended to be a review of empirical
results. Empirical aspects of
studies are discussed only when constructs have been discovered and defined by
empirical methods, for example, factor analysis, or when the operationalization
of constructs helps to explain their definitions.
The
pedagogic utility of this kind of descriptive catalog is first of all as an
annotated bibliography on acculturation. For
students of acculturation, it is instructive to see the very high degree to
which the history of acculturation research has involved minority heritage
doctoral students researching their own groups acculturative situation. It is also important for students to note that empirical
studies must be driven by theory, but that our theory suffers because our base
knowledge is restricted by our ideologies, by the national cultures in which we
work, by our disciplinary boundaries, and by our contemporary intellectual
fashions. This history of
acculturation theory and constructs shows some of the range of possibilities
that we might normally not consider, for example, that people can acculturate to
cultures they dislike, or that biculturalism is distressing, or that marginality
is a positive condition with benefits, or that genocide is an acculturation
strategy.
It
is important for students to realize that the concepts, constructs, and theories
that appear in their textbooks, or that they use in their research, all arise
through a process of intellectual evolution, with continual change over time.
Every scholar who has multiple studies of acculturation also has multiple
and changing taxonomies of acculturation concepts and constructs.
The same word can have different meanings.
For example, all modes of acculturation can be conceived as some form of
marginality: Assimilationists are marginal to the minority group they left and
to the majority group if it does not admit visible minorities.
Assimilationists may also be opportunistic cultural chameleons who do not
adhere to any culture. Separationists
are marginal to the mainstream society. Integrationists
are bicultural and thus marginal to either or both society if exclusivity is
important for either culture, for example, Christianity, Judaism, and Islam
would exclude or marginalize persons professing or practicing two religions. Marginalizationists are of course marginalized from the two
cultural communities, but if the cosmopolitan, acultural marginalizationists are
the majority in a city or a university, they might marginalize the other three
categories of people as ethnocentric and unmodern.
All of this complicates and sometimes confounds literature reviews and
meta-analyses. The history of a concept or construct is often necessary to
understand its meaning, or the motivations for its use, or the ideology that
underlies it. For further examples
of how history helps us to see faults in acculturation research and to suggest
ways to improvement, see Rudmin's (2003) critical history of acculturation.
These
taxonomies have been ordered chronologically in Table
2.
It has seemed best to use the fourfold
framework promoted by John Berry to organize the acculturation constructs
into four generic types, depending on the relative importance of the
first-culture (F) and the contact culture (C).
These four generic types have been symbolized as:
1) -F+C,
2) +F-C,
3) +F+C, and 4)
-F-C, meaning 1) that the
contact culture is favored, or 2) that the first-culture is favored, or 3) that
both are favored, or 4) that both are disfavored.
As will become clear in the descriptions of each of the taxonomies listed
in Table
2, there is immense latitude within these generic types, depending on
aspects of culture focused upon and whose perspective is considered.
Most taxonomies describe the acculturating minority's perspective, but
some describe the dominant society's attitudes or policies towards the minority.
These four generic categories of constructs do not well encompass some of
the taxonomies, especially when constructs have been discovered and defined
empirically rather than by apriori theory, for example, in Padilla's 1980 study.
My own most recent taxonomy of 16 types of acculturation was developed
from a critique of the logic of the four generic categories used here, and those
16 types necessarily do not well fit these categories.
As
an online manuscript, corrections and expansions are to be expected.
I welcome readers critical comments about accuracy and readability.
I also welcome recommendations of taxonomies that I have missed.
I am aware that I probably have failed to find and include taxonomies
developed and published in languages that are not English, or that come from
other social science fields, for example, history, geography, law, women's
studies, Black studies, culture studies, etc.
1918
Thomas & Znaniecki
According
to Persons (1987, p. 45), the dominant scholar on ethnic relations at the
University of Chicago was sociologist William Thomas, who partnered with Polish
sociologist, Florian Znaniecki, to empirically study Polish immigrants. Theirs is the first psychological theory of acculturation and
is still worth reading. They
adopted Herbart's psychology to argue that culture is comprised of shared
apperceptive processes, for example, habits, associations, attitudes, and
beliefs, that are called schemes because they have utility in a stable social
environment. Personality types
derive from individual differences in the instincts of fear and curiosity: Bohemians are high in curiosity, low in fear, Philistines are
low in curiosity, high in fear, and creative personalities have a balance of
curiosity and fear. In terms of
acculturation, the Bohemian [-F+C] is environmentally reactive and highly
adaptive, but "can do nothing but adopt some other ready system instead of
the rejected one" (p. 1903). Bohemians
are well-suited to the dissociated state of modern, urban, efficiency oriented
society, where "a multiplicity of disconnected, often radically conflicting
characters can co-exist in what seems to be one personality" (p. 1888).
In contrast, the Philistine [+F-C] "is always a conformist, usually
accepting social tradition in it most stable elements" (p. 1854).
The individual who is creative [+F+C] modifies existing cultural schema
in order "to widen the control of his environment, to adapt to his purposes
a continually increasing sphere of social reality" (p. 1856).
1920
Ross
American
sociologist Edward Ross used historical examples and biological metaphors to
theorize how "diverse ethnic elements gradually adapt themselves to one
another" (p. 224). Accommodation
[-F+C] means mutual adaptation of two cultures in parity, or the conversion of
the weaker culture by imitation of the superior culture.
Toleration [+F-C] describes intermingled ethnic traditions having mutual
contempt and aversion, such that "toleration is furthered by regulated
avoidance" (p. 227). Compromise
[+F+C] arises from a necessity for cooperation and the need to abide together in
civic and economic harmony, such that the state allows "complete freedom in
all cultural matters" (p. 229). Compromise
involves the distress of giving up what one feels entitled to and thus should be
minimized to the extent possible.
1920
Berkson
Writing
from Columbia University's Teacher's College, Isaac Berkson related
acculturation to American liberal democracy.
Since humans are self-conscious, they seek self-determination, which is
"the quintessence of democracy" (p.27).
Self-determination includes choosing one's own social community.
Berkson evaluated competing theories of acculturation in light of
liberalism. Americanization [-F+C]
is an ethnocentric misconception of America as an Anglo-Saxon culture rather
than a liberal democracy. Although Americanization may seem to be quick and coercive
assimilation, it is inherently anti-American, counter-productive, and a cause of
criminality. The theory of America
as a federation of nationalities [+F-C] "rests on the assumption that the
ethnic quality of an individual determines absolutely and inevitably what his
nature is to be" (p. 79), and thus is racist, deterministic, and an affront
to freedom. The theory of melting
pot [+F+C] mistakenly conceives that American culture is not liberal democracy
but the amalgamating of immigrant cultures, resulting in the "disappearance
of divergent ethnic strains and cultures within the unity of American life"
(p. 73). Berkson favored the theory
of community [+F+C] which conceives that cultural groups can live interspersed
with others, can "engage in commerce, in political and social life . . .
fulfill whatever responsibilities citizenship implies even by those who have no
other loyalty than to the American ethnos" (p. 102), but can also maintain
their cultural heritage by educational in the family and the school.
Such "double allegiance . . . is greater than twice a single
allegiance" since "knowledge of an additional language and
culture" makes a person richer and prevents ethnocentrism which is a bane
to liberalism.
1923
Bartlett
British
psychologist Frederic Bartlett (1923/1970) theorized on the psychology of
contact between peoples. Drawing on
anthropological reports and accounts of colonialism, he argued that the outcome
depended on the pugnacity of the dominant culture, on the submissiveness of the
minor culture, and on their degree of cultural similarity.
Replacement [-F+C] of the minority culture will happen "if dominance
on the one side is answered by extreme submissiveness on the other" (p.
145). If the two cultures have few
institutions, customs, and habits in common, then the minority accepts
incongruous aspects of culture resulting in "compromise formations"
which cause "pathological developments of social life" and the
possibility of "violent social reversions" (pp. 152, 148).
Partial replacement [+F-C] will occur if the dominant culture is not
pugnacious and the minority culture is not submissive, and if the two cultures
have little in common. The minority
culture in this condition will selectively adopt and adapt aspects of the
dominant culture according principles of cultural conservativism.
"The result is a perplexing but at the same time a vitalizing,
complexity of culture" (Bartlett, 1923/1970, p. 146).
Blending [+F+C] will result if the attitudes of the two cultures are
sufficiently positive to allow a sense of comradeship to arise and if there is
enough cultural similarity that emotional meanings can be transferred to new
modifications of culture.
1924
Miller
American
sociologist Herbert Miller, like Berkson, focused his acculturation typology on
freedom. Immigrants come to America
to escape cultural oppression. Oppression
psychosis entails frustration, abnormal subjectivity, hyperaesthetic sense of
self, suspiciousness, and group solidarity.
Hence, the melting-pot [-F+C] policy, "which aims to make a uniform
society" (p. 38), continues the pre-existing oppression psychosis the
immigrants bring with them. Segregation
[+F-C] and other forms of ethnic solidarity are reactions to such oppression.
Inter-ethnic conflict "can only be solved by the paradoxical method
of indirection" (p. 38) [+F+C], which entails teaching heritage languages
in schools, encouraging ethnic newspapers, and helping resolve cultural
oppression abroad. Ethnic heritage
maintenance is thus a means of indirect assimilation: "Meet the immigrant
more than half way with the things he wants and he will meet you two-thirds of
the way to accept the things you want him to take" (p. 180).
1928
Park
Chicago
sociologist Robert Park (1928) proposed a theory of marginality that described
four types of acculturation. He
argued that cultures are marked by geography and by racial features.
Acculturation begins as a transition [-F-C] state of marginality,
characterized by liberation or emancipation from the confines of culture, by
enlightenment, objectivity, and less prejudice, but also characterized by
spiritual distress, inner turmoil, intense self-consciousness, embitteredness
and disillusionment. The racially
indistinct migrant has the possibility of reintegration [-F+C] into the new
secularized social order. For the
racially marked migrant, segregated symbiosis [+F-C] is likely, with each
cultural community more or less complete and without interbreeding, but engaged
in mutual commerce. However,
racially marked migrants who leave the segregated ghetto, or people of mixed
blood, stay in a permanent state of cultural hybrid [+F+C], "living and
sharing intimately in the cultural life and traditions of two distinct peoples,
never quite willing to break . . . with his past and his traditions, and not
quite accepted. . . on the margins of two cultures and two societies, which
never completely interpenetrated and fused" (p. 892).
1932
Thurnwald
Yale
anthropologist Richard Thurnwald (1932) cited historical and anthropological
examples to argue that societies tend to have alternating rhythms of negative
and positive attitudes towards foreign cultures.
Within these waves, acculturation entails decision processes about a)
which aspects of a foreign culture to adopt, b) which aspects to actively
reject, c) which aspects of one's own culture to eliminate, and d) how to
transform the foreign adaptations to fit with core cultural norms and practices.
Thus, there are four acculturation stages: 1) withdrawal [+F-C] from
contact into relative isolation, "more or less apart from the larger
society" (p. 559); 2) imitation [-F+C] or "almost identification with
the new or strange" (p. 563); 3) Völkertod [-F-C], the "passing of a
people" or "losing of ethnic personality" (p. 563); and 4)
recovery [+F+C] which is "an assertion of the cultural individuality"
(p. 564) but including aspects of modernity that make the culture viable and
compatible with the contemporary world.
1934
Hoffman
Moses
Hoffmans' 1934 philosophy dissertation at Columbia University on the bilingual
environment of immigrants was probably the first psychometric study of
acculturation. A literature review
on the apparent low IQ of bilingual immigrant children suggested the need to
measure "the amount of English and the amount of foreign language" (p.
11) in the children's environments. Hoffman
developed two equivalent versions of a 24-item questionnaire on language use,
meeting rigorous psychometric standards. The
three types of language acculturation measured by this scale were, at one
extreme, of no foreign language [-F+C], at the other extreme, only foreign
language [+F-C], and in between, proportionate bilingualism [+F+C] as a ratio of
English to foreign language. The
questionnaire was completed by 52 foreign-born children and 547 native children
of foreign-born parents. Hoffman
found that bilingualism did not correlate with low intelligence as most of his
contemporaries had argued.
1934
Brown
Anthropologist
W. O. Brown (1934) argued that cultural contact goes through a series of stages.
First there is symbiotic trading,
followed by conflict and temporary accommodation.
If the two cultural groups are equal in power, there will be a struggle
for superior status and mobilization of ideological resources, including
attitudes and beliefs. There are
three long-term solutions to this kind of conflict.
Isolation [+F-C] of the weaker culture from the dominant is possible, but
this may not be to the economic interests of the stronger group, and if imposed
may anger the weaker group. Subordination
[+F+C] of the weaker group is possible, such that they maintain identity and
serve the roles allotted to them by the stronger group.
Fusion assimilation [-F-C] entails the cultural and biological blending
of the two cultures.
1936
Redfield, Linton & Herskovits
In
1936, a committee of the US Social Science Research Council defined
acculturation as quoted in this paper's opening paragraph (Redfield et al.,
1936). Section IV of their report
was entitled, "Psychological mechanisms of selection and integration of
traits under acculturation" and emphasized that whether cultural traits are
accepted or rejected depends on the attitudes of the receiving group towards the
donor group. The report argued that the outcome of acculturative contact
is either 1) acceptance [-F+C] of the contact culture's traits and eventual
assimilation into it; or 2) reaction [+F-C] describes contra-acculturative
movements that arise as compensation against presumed or imposed the inferiority
or against loss of prestige; or 3) adaptation [+F+C] by fusing the two cultures
into an "harmonious, meaningful whole" (p. 152) or by switching back
and forth between F and C as the situation requires.
"Psychic conflict" (p. 152) results from attempts to reconcile
different social behaviors and norms, and hence should be greatest for
individuals engaged in bicultural adaptation and should be least for those who
reject acculturative change.
1939
Child
Irvin
Child's 1939 psychology dissertation at Yale University was published in 1943
and reprinted in 1970. His
acculturation theory was based on Lewin's double approach-avoidance paradigm,
which presumes that conditions of psychological conflict and frustration
persists until a preference decision is made for one option over the other.
Using this theory and interview data from 2nd generation
Italian-Americans, Child described four types of acculturation.
The rebel reaction [-F+C] entails abandonment of the first-culture and
assimilation into the dominant group. In-group
reaction [+F-C] entails minimizing affiliation with the dominant society so that
loyalty and identity with the first-culture are not diminished. Double response
[+F+C] entails alternation between cultures depending on the situation.
An apathetic reaction [-F-C] entails escape "by a de-emotionalizing
of symbols and facts relating to nationality, by an attempt to deny the personal
significance of the societal and cultural conditions to which the person is
responding" (Child, 1943/1970, p. 72).
When such escape is not possible, a compromise reaction is made that is
part-way between the two cultures. Child
argued that the double response and the apathetic reaction do not resolve the
cultural conflicts or end the frustrations.
The double response is the least satisfactory and was not evident in any
of his acculturating subjects.
1940
Srole
Leo
Srole's (1940) anthropology dissertation at the University of Chicago was a case
study of a multi-ethnic US city. He defined four types of associations that were
differentiated "according to the type of symbolism which is the
association's ideal focus" (p. 72). American-national-associations [-F+C]
have almost exclusively patriotic symbols and rarely have members who were
foreign-born. Ancestral-national
associations [+F-C] are focused on achieving an independent national homeland
abroad. Bi-national associations [+F+C] is "characterized by the fact that
it is oriented to symbols both of the American society and the group's ancestral
society" in order to "validate its existence and that of its group in
American society by symbolically suggesting that the group has had a share in
making American development possible" (p. 73). Sacred associations [-F-C]
"are devoid of any national symbolism" (p. 74) because they are
related solely to the Roman Catholic Church which was mutually shared by the
Irish, French-Canadian, and Polish communities.
1940
Slotkin
James
Slotkin's1940 sociology dissertation at the University of Chicago on Jewish
intermarriage was summarized in his 1942 report.
Using interview data from 87 individuals and descriptive data from
another 96 obtained from social service files, Slotkin found that respondents
clustered into eight acculturation types. Rebellious
[-F+C] people "question the validity of their own customs and perhaps rebel
against them" (p. 37) and find the customs of other groups attractive and
preferable. Marginal [-F+C] people
identify with the dominant group, have adopted its culture, but are not accepted
by it and therefore intermarry as a means to achieve acceptance.
Promiscuous [+F+C] people retain identity with their minority group, but
want to engage in casual sexual relations free from cultural obligations.
Similarly, adventurous [+F+C] people retain identity with their minority
group, but have positive stereotypes of out-group people and thus seek relations
with them. Detached [+F+C] people also retain minority group membership, but are
physically isolated from their ethnic group and by default must find romantic
relationships within other cultural groups.
Acculturated [+F+C] people "take over the standards of the dominant
group to such an extent that they look down upon their own traits . . . even
though they still identify themselves with the subordinate group" (p. 38).
Unorganized [-F-C] people come from the urban, criminal underworld and do
not conform to the social norms of the larger society nor retain any in-group
sentiments. Emancipated [-F-C]
people have lost the endogamous attitude and may have lost all cultural
awareness, such that they treat people as individuals rather than as members of
cultural groups. The emancipated
comprised almost half of those who intermarried.
1943
Devereux & Loeb
Psychologist
George Devereux and anthropologist Edwin Loeb (1943) described ways in which
cultures in contact adjust themselves in order not to become similar. Beginning with Freud's "the narcissism of small
differences" Horney's "uniqueness of the Self", Devereux and Loeb
(1943) theorized and illustrated three kinds of antagonistic acculturation.
Defensive isolation [+F-C] is the form of acculturative resistence that
employs the suspension of social contact and of foreign cultural items.
The adoption of new means [+F+C] entails using the foreign culture's
technology, but for different ends. Thus,
although there may be a surface appearance of biculturalism, in fact, the core
cultural values and goals have not diminished, and maybe have been enhanced.
Dissociative negative acculturation [-F-C] entails cultural change for
the purpose of enhancing differences with the contact culture, for example, by
regressing to practices prior to cultural contact, or by creating different but
not negative forms of behavior, or by creating customs that are contrary to
those of the contact culture.
1945
Senter
Donovan
Senter's 1945 anthropological study of Mexican acculturation in the USA argued
that there are three possible types of acculturative adjustment.
First, migrants may "attempt quick acceptance [-F+C] of the new
culture, the situation leading to eventual assimilation, although the path would
be made rough by prejudice" (p. 33). Or, "they may attempt to maintain [+F-C] their original
culture" (p. 33). Or,
"they may develop [-F-C] something foreign to both their ancestral culture
and that of the present majority group" (p. 33). This last option is not so
much creative as it is rebellious, non-adaptive, and anarchistic.
1945
Wirth
Chicago
sociologist Louis Wirth (1945) conceived that a minority group has four possible
group goals. Assimilation [-F+C]
entails the complete loss of the minority group's identity as it is absorbed
into the dominant group. For
assimilation to be complete, the dominant group must accept these new members,
including intermarriage. Secession
[+F-C] includes separatist and independence movements, that seek a political
divide and protection of the minority culture through it own political control. Militancy [+F-C] also presumes a goal of political change,
not to separate from the majority, but to become the dominant force controlling
the majority. Wirth gives the
example of the Sudeten German minority in Czechoslovakia taking control of the
whole country. Pluralism [+F+C]
presumes that minority group identity and cultural practices will be tolerated
within the larger society and preserved.
1947
Campisi
Paul
Campisi's 1947 sociology dissertation at the University of Chicago developed
psychometric measures of acculturation on two dimensions of change: "(1)
the degree to which a person has incorporated certain aspects of American
culture and (2) the degree to which that same person has retained certain
aspects of his or her ancestor's non-American way of life" (p. 16).
Campisi described three types of acculturation outcomes.
Acculturation is successful [-F+C] if immigrants "(1) take on the
hopes and aspirations and customs of the dominant group, and (2) get rid,
forget, inhibit, repress, deny or suppress the hopes, aspirations and customs of
his group" (p. 14). Acculturation
is minimal [+F-C] if the migrants can "be content with a minimum amount of
acceptance of American ways, an amount which enables him to keep his menial job
in the larger society and to withdraw after work to the security of his foreign
cultural island" (p. 13). Acculturation
is dilettante [+F+C] if the migrants try to make "a selection of those
interesting American ways which appeal to him and to reject all other ways which
do not appeal to him" (p. 14). However,
Campisi argues that such biculturalism is not tenable given the coercive quality
of American expectations. For
Campisi, marginality was not a separate type of acculturation, but the
consequence of failure:
"The
process is a highly dynamic and explosive one wherein some individuals falter
and fail; wherein the resultant marginality ends in suicide or pathological
personality manifestations; wherein some are constantly oppressed and frustrated
by feelings of inadequacy and inferiority; wherein the coercion of the foreign
culture is so strong in some as to make a blending of the new and the old an
almost impossible undertaking" (Campisi, 1947, p. 2).
Campisi's
six sub-scales of associations, language use, self-perception, food habits,
desire to acculturate, and identification were used by Weinstock (1964) to study
Hungarian refugees in the USA and by Gold (1967) to study Indians in
Saskatchewan.
1948
Lewin
Kurt
Lewin included acculturation topics in his 1948 compilation of essays on
resolving social conflicts. His
typology of acculturation arose from field theory and from his personal
experiences during the Holocaust and afterwards as a refugee in an anti-Semitic
America. Negative chauvinism [-F+C] describes people who are ashamed
of their minority group membership and who adopt the habits, appearances, and
attitudes of the dominant group, to the degree that it allows. Chauvinism [+F-C] entails a tendency to over-rate the central
values, habits, ideas, and traditions of one's own culture vis-a-vis other
cultures. The bicultural situation
of double loyalty [+F+C] is sociologically sound since it is possible to be
loyal to many overlapping groups "without being thrown into a constant
state of conflict and uncertainty" (p. 179).
Rather, it is the marginal man [-F-C] who is uncertain and in conflict,
who is "regarded by the privileged majority as not belonging to them"
but also "not really belonging to the underprivileged minority" (p.
179). Lewin warned that "it
may be difficult to determine in a given case" (p. 196) which acculturation
category applies since subtle shifting of valences within a complex field cause
the overall situation to change.
1949
Ichheiser
Gustav
Ichheiser's 1949 phenomenological analyses of acculturation arose from his
experiences as a Polish-Jewish social psychologist in the multicultural milieu
of pre-War Vienna and as a war refugee in England and the USA (Rudmin, Trimpop,
Kryl & Boski, 1987). He argued
that acculturation problems inevitably arise because cultural identity has two
sources, one being the inner, enduring core personality, and the other being the
internalization of social attributions and misattributions based on surface
appearances (Boski & Rudmin, 1989). Assimilation by mimicry [-F+C] is the
most stressful acculturation situation since one must inhibit or hide one's core
cultural traits in order to appear to the dominant group to have their traits.
If the dominant culture conceives itself to be acultural, as does the
USA, then assimilation becomes denial [-F-C] of cultural traits and denial of
cultural differences:
"This
solution --the history of the Jews proves it-- obviously does not work . . .
first, because the existing differences do not disappear by the magical
procedure of being denied
but rather remain and sound through all the disguises, pretenses, and
concealments. The
majority feels, therefore, that the minority tries to solve the problem by a
kind of deception
. . . And, second, this solution does not work, because the mimicry has to be paid
for at the very high psychological price of repressing and distorting real
personality" (Ichheiser,1949,
p. 41).
A
less stressful alternative is to display one's cultural traits with no
pretenses, but this risks being rejected [+F-C] by the dominant group because
deliberately displayed cultural differences can be misattributed as dislike,
defiance, or anti-democratic ethnocentrism.
There are many types of intermediate, partial, bicultural solutions,
which Ichheiser called "pseudo-solutions" [+F+C] ,since
misattributions about them are inevitable.
1949
Gordon
Albert
Gordon (1949) described an acculturation typology in his account of the
Minneapolis Jewish community. Assimilation
was labeled from the minority group's perspective as marginal [-F+C], meaning
that Jews are marginal to their community if they considered their minority
culture to be "a liability and a misfortune", something "entirely
out of place in, and out of step with, the occidental way of life" (p.
304). In contrast, some immigrants tried to perpetuate [+F-C] their
minority religious and national cultures, and "resented and distrusted the
American school system, which often weaned their children away from their
cultural moorings" (p. 300). Jews
are called affirmative [+F+C] who sought a permanent bicultural condition,
"to live as completely as possible in the larger community, while retaining
their interest and concern for the welfare of the Jewish community" (p.
303).
1949
Bogardus
The
American social psychologist, Emory Bogardus, defined acculturation to be
"a process of developing one cultural system out of two or more systems
whose human representatives are in contact with each other" (Bogardus,
1949, p. 125). Imposed [-F+C]
acculturation "is found wherever the people of one culture try to suppress
the culture patterns, for example, of immigrants and to impose their own
patterns of behavior and of thought upon these immigrants" (pp. 125-126).
This kind of acculturation was typified
by early Americanization movements as well as by policies in totalitarian
states, but fails because one's culture is a vital aspect of inner personality. Blind [+F+C] acculturation is the natural, undirected,
unforced, casual kind of acculturation in which two or more societies live in a
cultural mosaic for an extended period, freely borrowing and imitating in a
hodgepodge, hit-or-miss manner. Blind
acculturation is historically most common, as is best typified by the
multicultural ancestry of English culture and language.
Democratic [+F+C] acculturation arises as a result of policies to promote
cultural pluralism, as typified by US acculturation policies after World War I.
Democratic acculturation is characterized by 1) "the representatives
of each culture view all other cultures with respect and in terms of their
history and their merits" (p. 127); 2) "No compulsion is exercised on
anyone as a rule to accept cultural patterns different from his own" (p.
127); 3) "It includes the proposal to encourage an immigrant to develop his
cultural traits fully and then to make culture contributions to the national
life" (p. 127); 4) "Democratic acculturation keeps the immigrant's
identity as a distinctive person in the community alive a long time, longer than
in the case of blind acculturation, and very much longer than under imposed
acculturation" (p. 128); 5) "Instead of making the immigrant ashamed
of the customs of his homeland, democratic acculturation dignifies his role as a
liaison person between cultures" (p. 129); and 6) "As an essential
aspect of democratic acculturation, cultural pluralism deprecates those racial
stereotypes which are derogatory" (p. 129).
1951
Voget
Fred
Voget's (1951; 1952/1967; 1956) anthropological studies of North American Native
Peoples concluded that there are three kinds of acculturation, depending on
ethnic identification, social participation, and cultural integration.
The Euroamerican marginals [-F+C] have "full identification with the
dominant society and culture" and "have cut themselves off completely
from social contracts" with the Native community (Voget, 1951, p. 221).
Because they suffer racial discrimination from the dominant society and
are not accepted, they end up marginal to both communities: "Their
marginality derived in part from their own activities and from local
discrimination by whites familiar with their ancestry" (Voget, 1951, p.
221). The acculturative group
classified as native [+F-C] includes "those individuals whose basic
orientation was in terms of the unmodified aboriginal past" (p. 221). Those
classified as native-modified or Euroamerican-modified [+F+C] participate in the
dominant society, in either a limited or more extensive fashion, but maintain
self-identity with their first-culture. All
processes of acculturation entail conflict on some issues (Voget, 1952/1967).
1951
Berry
Brewton
Berry's (1951/1965) sociology textbook on Race and Ethnic Relations has full
chapters on possible acculturative relationships between groups in contact, and
illustrates each with historic examples. The
most commonly considered and studied acculturative outcome is assimilation [-F+C].
However, annihilation [-F+C] by disease or genocide, or expulsion [-F+C]
are also acculturative final solutions that are rarely considered as
possibilities that deserve study if they are to be prevented.
Geographic segregation [+F-C], whether voluntary or involuntary,
separates the two cultures and minimizes acculturative pressures.
One form of biculturalism is called pluralism [+F+C], meaning that
cultural minorities have the freedom to live their lives according to their own
cultural norms, but participate in the economic and civic society.
Pluralism as it becomes geographically structured, can tend towards
segregation. Another form of
biculturalism is stratification [+F+C] in which the minority retain their
identity, but are subordinated and restricted in their roles and opportunities.
While the cultural and biological fusion of two cultural groups is
sometimes considered a form of assimilation, amalgamation [-F-C] most often
results in mixed blooded individuals who are excluded by, and considered
marginal to, both cultural groups.
1952
Spindler & Goldschmidt
Sociologists
George Spindler and Walter Goldschmidt's (1952) Rorschach study of the Menomini
native community statistically distinguished clusters of people in a
two-dimensional space defined by how much they had internalized European values
and how much they knew and practiced traditional native ways (Spindler &
Spindler, 1958). Low-status and
elite acculturated [-F+C] individuals lived in frame-houses, earned wages, and
knew little Menomini lore, witchcraft, or medicine.
The elite group also participated in the Catholic Church. The native-oriented [+F-C] group seemed to "identify
deeply with what remains of the old culture" ( p. 74), spoke Menomini at
social gatherings, depended on subsistence hunting and fishing, and practiced
traditional religion. Those
classified as transitional [+F+C] lived in frame-houses and earned wages like
the acculturated, but were "clearly distinguishable in their knowledge of
and belief in magic and medicines, their use of medical facilities, and their
knowledge and use of the Menomini language" (p. 75).
Those classified as the peyote cult [-F-C] group were people "in
transition for whom the stress of this adjustment was especially acute" (p.
75) and as a result had enjoined hallucinogenic practices from another Native
culture. Finally, it was
hypothesized that the transitional and peyote cult groups "alienated as
they are from the cultural symbols of their ethnic past and at the same time not
having internalized the symbols which constitute the value system of Western
society, will exhibit more symptoms of personality disorganization than members
of groups closely identified with the symbols of either of these culture
types" (p. 80). This
empirically defined typology was later replicated by Spindler and Spindler
(1958).
1952
Zajonc
Robert
Zajonc (1952) used Freudian theory and the frustration-aggression hypothesis to
argue that there are inherent psychological processes that lead acculturating
minority individuals to have aggressive and critical attitudes toward the
dominant culture. First, "that
a stranger must conform to many norms of the host culture is perhaps
self-evident if only to mention things like language, laws, taxes" ( p.
206). Host culture conformity [-F+ C] entails the psychodynamics of
superego control of behavior, but the stranger's superego was molded within a
different cultural context. Thus,
efforts towards host culture conformity lead to the frustration [+F+C] of trying
to fit first-culture psychodynamics to contact culture norms, threatening the
deeper layers of the superego. Strangers
have exemption from fully conforming to host culture norms, and thus have the
license to aggress against those norms. This
attitude of aggression [+F-C] leads to rationalization against conformity, and
the stranger regresses to the original psychodynamics of first-culture behavior.
Zajonc (1952) presented empirical data from 40 foreign students to
confirm this theorizing.
1952
Eaton
Sociologist
Joseph Eaton (1952) described the acculturative process by which the Hutterite
minority in the USA and Canada have avoided, or at least delayed, assimilation
[-F+C]. Hutterites are a communal,
agrarian anabaptist society that have faced persecution and refugee flight
for over 300 years. Pressure for
cultural change comes from external opposition to their norms of common property,
self-sufficiency, and communal living and from internal disaffection with their
norm of austere simplicity and anti-materialism. Controlled acculturation [+F-C] "is the process by which
one culture accepts a practice from another culture, but integrates the new
practice into its own existing value system [but] does not surrender its
autonomy and separate identity" (Eaton, 1952, p. 338).
The goal of controlled acculturation is to maintain the viability of a
culturally separate and distinct community, with intact values.
The loss of values by minority groups is the marginal [-F-C] condition
that arises when a minority losses confidence in its culture but adheres to it
for lack of an alternative.
1952a
Eisenstadt
Sociologist
Shmuel Eisenstadt's (1952a) first psychometric study of Jewish settlement in
Israel presented an acculturation typology based on identity and participation.
Immigrants classified as insecure transitional [-F+C] have
"relatively strong aspirations towards entrance into the Gentile society
and identification with it" as well as "a feeling that belongingness
to a Jewish community usually constitutes an impediment for the achievement of
status and successful mobility" which results "in a constant state of
tension, status-anxiety, and insecurity" (Eisenstadt, 1952a, p. 237).
For immigrants classified as traditional [+F-C], their "cultural
orientation towards the out-group is mainly negative" and the orientation
towards the in-group one of "solidarity and cohesion" (p. 237).
Immigrants classified as secure transitional [+F+C] have "strong
primary identification with the general community and secondary, associational
identification with the Jewish community" (p. 237) such that
"belonging to the Jewish community proved to be a source of a specifically
strong feeling of security" (p. 238).
Survivors [-F-C] are immigrants from the Jewish communities of Europe
that were destroyed during the Holocaust; they are immobilized by their
experience in the death camps and have little self-consciousness as Jews.
1952b
Eisenstadt
Shmuel
Eisenstadt developed a second acculturation typology of immigrant families in
Israel, again with the focus on identification with the new country and with the
family, and on participation in the society and compliance with its norms.
The interviews focused on what the immigrants criticized and complained
about. The isolated stable [+F-C]
families have narrowly focused fields of interest related to family needs and
have negative predispositions to change. The
isolated active [-F+C] families have also lost ties with their original groups
during the war, but are more positive towards the new country and more active
participants. The cohesive ethnic
group [+F+C] maintain their ethnic identification and institutions, but are
positive towards the new country and its values and actively participate in its
institutions. The self-transforming
cohesive ethnic group [-F+C] have a high degree of solidarity with their
families but "very slight insistence on their specific cultural
patterns" (Eisenstadt, 1952b, pp. 387-388). This group is ideologically positive towards the new country
and active participants in it. "Owing
to their high positive predisposition to change, their group cohesion, and
mutual help . . . the conditions of absorption do not affect their personalities
to a great extent, but mainly their group identifications" (p. 388).
The isolated apathetic [-F-C] families have "negative identification
towards the new social structures and its social values" and "the
scope of their social participation is minimal" (Eisenstadt, 1952b, p.
380).
1952
Lee
Robert
Lee (1952), from the Pacific School of Religion, argued that assimilation of
visible minorities in the USA is "well-nigh impossible if we are to understand
assimilation to mean being transformed into a homogeneous part of the majority
society's core culture" (p. 319). He
identified three groups of Chinese in America: The acculturated [-F+C] are
second, third, and fourth generation Chinese who may reject their cultural
heritage, cause family strain and social ostracism by the Chinese community.
The segregated [+F-C] are mostly new immigrants who have been completely
cut off from the majority culture, live in segregated communities, and are
content with traditional Chinese ways. The
Marginal Man [+F+C] describes second, third, and fourth generation Chinese who
are thus Americanized, but who maintain a respectful attitude towards some
aspects of Chinese culture, and thus have intimacy and good rapport with the
majority and minority community. Lee
(1952, p. 320) argued that the minority needs to engaged in more activities in
the mainstream culture, but also "there is an equally great need for
members of the majority society to participate in the activities of minority
groups, thus paving the way for freer association" such that
"acculturation thereby is a dynamic two-way process of interaction."
1953
Beals
Ralph
Beals (1953) reviewed the history of anthropological research on acculturation,
and concluded: "Virtually all discussions point out acceptance, syncretism,
and reaction as being possible results of culture contact" (p. 636).
Acceptance [-F+C] of another culture's traits leads to assimilation,
unless modified by other attitudes. Reaction
[+F-C] includes "a variety of contra-acculturative movements . . . with
emphasis on the psychological factors" (p. 630) . Syncretism [+F+C] entails
various kinds of bicultural blending. Reformulation [-F-C] in one form of
syncretism that produces "entirely new cultural structures" (p. 636)
which are not evident in either of the original contact cultures.
1953
Willey
Anthropologist
Gordon Willey (1953) used archeological evidence to argue for a kind of
acculturation he called "cultural colonialism".
An invading society first establishes a dominating, fortified colony [-F+C]
that imposes its culture on the local inhabitants by brute force and hostility
to the indigenous culture. Some
natives flee to refuge [+F-C] in the hinterland to maintain their culture and
escape that of the intruder. It is
in the refuge that gradual acculturation takes place by self-directed processes
of imitation and borrowing, until eventually a third culture arises which is a
blend [+F+C] of the alien and native cultures.
This new culture eventually engulfs and consolidates the refuge and
colony communities and thus ends cultural conflict.
1953
Taft
Australian
social psychologist, Ronald Taft (1953; 1963), theorized that societies have three
possible orientations towards the assimilation of immigrants.
Monism [-F+C] means that migrants should be culturally and socially
assimilated into the dominant as quickly as possible.
Pluralism [+F-C] means that, "beyond the acceptance of
supra-ordinate national values essential to the nation's existence there need be
no agreement between immigrants and native citizens excepting that their
cultural difference be mutually tolerated and preserved" (Taft, 1963, p.
279). Interactionism [+F+C] is a
process of communication and negotiation that arises from multiple frames of
reference, with "the expectation that social interaction between immigrants
and native citizens will lead to a gradual convergence of behavior and shared
norms" (Taft, 1963, p. 279). Whereas monism is oppressive and pluralism is
socially divisive, interactionism is respectful of each individual and each
ethnic group and should facilitate social cooperativeness.
1953
Simpson & Yinger
Simpson
and Yinger's (1953/1972) textbook on Racial and Cultural Minorities included a
typology of minority acculturative orientations.
Assimilationist [-F+C] describes "a minority desiring absorption
into the larger society and treatment simply as individuals . . . even in the
face of majority opposition" (p. 14).
Secessionist [+F-C] describes "a minority that seeks both cultural
and political independence . . . [when] they become discontented with cultural
pluralism and antagonist to assimilation" (p. 15).
Militant [+F-C] describes a minority that seeks intercultural dominance
and "the complete reversal of statuses" (p. 15).
Pluralist [+F+C] describes those who desire "peaceful existence side
by side with the majority", which is a "precondition of a dynamic
civilization, for it allows mutual exchange and stimulation" (p. 14).
Ambivalent [-F-C] describes indecisiveness.
1954
Barnett, Broom, Siegel, Vogt & Watson
A
Social Science Research Council committee comprised of Homer Barnett, Leonard
Broom, Bernard Siegel, Evon Vogt & James Watson (1954) reviewed
acculturation research and noted that interest in acculturation grows out of
concern to preserve "memory cultures", defined by mental constructs
more than by material or economic relations.
This explains "the predominate concern with the postcontact
ethnography of 'receptor' cultures, while the 'donor' tacitly receives the
status of an independent variable" (p. 973). They emphasized that it is not
cultures that come into contact but individuals, and that individuals know only
a portion of their culture. Progressive
adjustment [-F+C] includes bilateral cultural fusion and assimilation by
processes that allow flexibility, reinterpretation, and "prerogative of
integrating what they want and rejecting the rest" (p. 986). Reactive
adaptation [+F-C] results from an attempt "to withdraw and to encyst native
values" as a "response to threat when the pressure is less nearly
overwhelming" (p. 987). Stabilized
pluralism [+F+C] is "arrested fusion or incomplete assimilation"
resulting from "the failure of two cultures in contact completely to lose
their autonomy" (p. 990). Stabilization
requires cultural institutions to "ameliorate the stresses of interethnic
situations" and to "legitimatize the status system of the ethnic
community in which one may expect to find transplanted important aspects of the
stratification criteria of the dominant society" (p. 990). Cultural disintegration [-F-C] results from mandatory
elimination of minority traits and forced incorporation without allowance for
selection, reinterpretation, or creativity.
1955
Spiro
Anthropologist
Melford Spiro (1955) reviewed ethnographic research on minority group
acculturation in the United States and concluded that positive attitudes towards
the dominant society derive from a desire for social mobility, which entails
identification with one's social class en lieu of one's ethnic group. Assimilation [-F+C] is "the disappearance of group
identity through nondifferential association and exogamy" (p. 1244).
Solidarity [+F-C] entails a rejection of social mobility and its divisive
threat to the cultural survival of the minority group.
Acculturation [+F+C], like assimilation, is motivated by social mobility;
however, minority group identification is retained, not by choice, but by the
imposition of the majority group. Deculturation
[-F-C] describes the loss or rejection of first-culture norms, beliefs, or
behaviors, but without any compensating replacement practices from the dominant
society. Spiro (1955, p. 1248) also
found in the literature that all processes of acculturation "create severe
problems of emotional adjustment".
1955
Antonovsky
Aaron
Antonovsky's (1955; 1956) sociology dissertation identified six kinds of
marginality, based on interviews of Jewish men in Connecticut.
By definition, the marginal situation is bicultural, yet there is usually
a primary orientation towards the minority culture or toward the general
society. The primary orientation
may be actively, ideologically endorsed, or passively, circumstantially endured.
The active general orientation [-F+C] describes "those who come as
close to assimilation as possible without going so far as to hide intentionally
or deny their Jewishness" (Antonovosky, 1956, p. 61).
The active Jewish orientation [+F-C] is marked by strong identity with
Jewishness, separated from the Gentile society.
The passive Jewish orientation [+F-C] describes resigned minority
membership, without an articulated ideology.
The dual orientation [+F+C] describes an "attitude of moderate and
unproblematical . . . integration in a generally liberal society" (Antonovosky,
1956, p. 60). The ambivalent
orientation [-F-C] "seems to embody the classic psychological attributes of
marginality [in that] both Jewish and non-Jewish is fundamentally
unsatisfactory, conflicted" (Antonovosky, 1956, p. 60).
The passive general orientation [-F-C] describes those who are
"indifferent to and drifting away from Jewish culture, but don't actually
seek participation in non-Jewish life" (Antonovosky, 1956, p. 60).
Antonovosky (1956) concluded that marginality is necessarily a condition
of being bicultural, but that only 14% of the sample exhibited such symptoms as
instability, conflict, or uncertainty.
1956
Zubrzycki
Jerzy
Zubrzycki's 1956 sociology dissertation on Polish immigrants in Britain
described three types of acculturation. Assimilation
[-F+C] entails a predisposition to change behaviors, to learn those of the
dominant society and to forego first-culture identity.
Accommodation [+F+C] also entails learning the behaviors of the dominant
society, but with retention of first-culture identity: "This readiness to
accept institutions of the host society combined with special efforts to
maintain ethnic identity and separateness of the Polish community constitutes
the essence of accommodation" (p. 175).
Conflict [-F-C] "is a state of personal disorganization on the part
of the individual members of the immigrant group which alienates them from the
host society and - in some cases - from the minority group itself" (p.
176).
1956
Cohen
Bernard
Cohen's 1956 psychological study of Holocaust survivors argued that the two
acculturation alternatives of assimilation [-F+C] and minority culture survival
[+F-C] are both forms of ethnocentrism since they entail anti-democratic,
authoritarian tendencies to reject other cultures.
Cohen's third alternative was indifference [-F-C] which entails no
cultural assertiveness and entails a democratic acceptance of other people
regardless of their culture. His
data confirmed that assimilationists and survivalists had higher scores on the
Fascism Scale than did the indifferent group.
1957
Richardson
Alan
Richardson's 1957 psychometric study of the assimilation of British migrants to
Australia theorized that assimilation entails a progression from the minority
person's isolation, to accommodation with the dominant society, to
identification with the dominant society. Identification
[-F+C] is the final stage of assimilation, entailing behavioral accommodation to
the dominant society and identification with it. Isolation [+F-C] describes an
immigrant "who remains aloof from the resident population and who in every
way tries to cultivate his traditional way of life" (p. 159).
Accommodation [+F+C] entails the immigrant conforming to the majority's
behavior, dress, and other externalities, but not changing any deep lying
attitudes. Isolation, and
accommodation to some degree, entail dissonance between the migrant and the
larger society.
1957
Dohrenwend & Smith
Anthropologists
Bruce Dohrenwend and Robert Smith (1957; 1962) theorized that acculturation
entails two kinds of change, 1) away from traditional behavior, and 2) towards
the contact culture. The degree of
acculturation depends on deviation from those important aspects of the culture
that regulate cultural admission or exclusion.
Reorientation [-F+C] is the process by which the abandoned rules of the
old culture "are altered by processes of internalization to bring them into
line with those of the other culture" resulting in assimilation (Dohrenwend
& Smith, 1962, p. 34). Reaffirmation
[+F-C] entails an "emphasis on preserving or reviving the rules of the
cultural heritage" (p. 34), whether real or imagined.
Reconstitution [-F-C] is an emergent mode of acculturation that entails
"the creation, by one group, of rules which existed in neither culture
prior to contact" (p. 35). Dohrenwend
and Smith(1957; 1962) argued that there are several kinds of marginalization.
Failed reorientation is called partial reorientation [+F+C] and is
marginalization because of deviance from important aspects of culture.
This describes the bicultural individual who "aspires to the
economic goals of the other culture, for example, but strives to maintain his
religious ties with his own group" (p. 36).
Failed reaffirmation is nativistic [+F-C] marginalization if the
individual affirms weak aspects of the traditional culture that have been
supplanted or are now tangential to the first-culture and to the contact
culture. Alienation [-F-C] is
marginalization arising from the abandonment of aspects of the first-culture
without any change towards adopting the contact culture, such that "the
alienated individual is marginal to both groups" and "they may both
'disown' him" (p. 36).
1957
Horobin
Gordon
Horobin's (1957) sociology study of Estonian refugees in England described
several forms of acculturative adjustment.
Assimilation [-F+C] refers to complete, monistic assimilation
"resulting in the complete elimination of difference" (p. 242).
However, by this definition, most migrants do not assimilate.
Rather, Horobin argued, there are various forms of adjustment that may
retard assimilation but are not dysfunctional.
Migrants who are backward looking [+F-C] have a nostalgic, romanticized
focus on their past existence and dutifully maintain an ethnic community with
shared goals of return. Those who
have mastered the language, intermarried, changed citizenship and in every way
appear assimilated are in fact only Anglicized [+F+C] at a superficial level if
cultural goals and ambitions have not been fulfilled or renounced. Horobin used the word "rootless" [-F-C] to describe
those who have renounced goals of return, who are dissatisfied and frustrated
with their situation, but cannot change it.
1957
Taft
Ronald
Taft (1957) proposed a comprehensive model of seven stages of social
assimilation, from Stage 1 cultural learning to Stage 7 congruence.
Central to Taft's model is comparison of the migrant's internal, often
imagined, complex of knowledge, attitudes, identity, etc., with the external
reality of these in the migrant's own behavior and that of the social
environment. Stage 1 cultural
learning, especially language acquisition is facilitated by contact which is
enhanced by multiple reference groups and by presumption of knowledge even if
incorrect. Stage 2 involves
attitudes towards individuals from, norms of, and identity with the new culture.
Contact does not predict positive attitudes but positive attitudes do
predict contact. Stage 3 involves
attitudes towards first-culture individuals, norms, and identity.
Cultural norms conflict, and it will not be possible to have positive
attitudes to all norms in both cultures, except by
"compartmentalization" as a defence.
Stage 4 is focused on conformity to the new culture's norms.
Accommodation [+F+C] describes cultural conformity or role-playing, in
Taft's words, "behavioral adaptation without any necessary
ego-involvement" such as positive attitudes or self-identity (Taft, 1957,
p. 148). Stage 5 involves perceived
and actual acceptance into the new culture.
Stage 6 involves group membership identity, as perceived by one's self,
one's minority group, and the majority group.
A person is marginal [-F-C] if self-identity is not confirmed by the
external group, and this may vary from one social context to another. Stage 7 involves convergence of cultural norms.
"Since the term 'norms' implies 'built-in' (ego-involving)
standards, which members of a group use in judging their own behavior and that
of others, changes in a person's norms involve a fundamental change in his
cognitive habits" which predicts incongruence, resistence, and lack of
insight (Taft, 1957, p. 151).
1958
Glaser
Daniel
Glaser (1958) presented a sociological theory that minority group acculturation
is four locations on a progressive continuum of ethnic identity development. Ethnic identity begins as an ethnocentric segregating [+F-C]
of oneself into the minority group and rejecting traits of the dominant culture.
However, acculturative contact leads to bicultural competence, such that
a person "favors a pluralistic society in which he can feel identified with
several ethnic groups" (p. 34). A person in this state is called marginal
[+F+C]:
"He
is likely to be frequently conscious of the problem of deciding which identity
is the most
appropriate to promote for himself in a given time and place, and he may have
guilt feelings
and fears of discovery as a result of duplicity and inconsistency in identifying
himself
to others" (Glaser, 1958, p. 34).
Glaser's
acculturative state of desegregating [-F-C] describes the person who is
culturally autonomous and rejects all cultural identifications, as typified by
Bohemian artists, religious cult groups, and cosmopolitan people generally.
The assimilated [-F+C] state is rare since it requires that the dominant
culture be so thoroughly adopted that there is unawareness of culture, to the
degree that other people's overt cultural affiliations are seen to be
pathological.
1958
Bennett, Passin & McKnight
John
Bennett, Herbert Passin and Robert McKnight (1958) used personality measures to
define an acculturation typology for academic sojourners.
The idealist [-F+C] is rebellious against first-culture identification
and values, prefers those of the contact culture, and is idealistic rather than
instrumental in learning Western ways. Nevertheless,
idealists have difficulty learning American ways, and also experience alienation
and loss of identity when returning home. The constrictor [+F-C] conforms to first-culture
identification and values, is generally inflexible, resistive to cultural
change, introverted, and prefers superficial to deep learning.
The adjustor [-F-C] is biculturally adaptive, free from "fluctuating
or conflicting ideals, cultural identification, or strong national loyalties. .
. . and since his social habits permit him to engage in almost any activity
without risk of emotional involvement, irreversible personal change is less of a
reality" (p. 189).
1958
Thomas
Cherokee anthropologist
Robert K. Thomas (1958) described and theorized about the phenomena of
"White Indians" and pan-Indianism. He argued that acculturation is on
a continuum, beginning with the Conservative [+F-C] Indians, also called
"Full-Bloods", who maintain traditional cultural lifestyles, language
and religion. Some of them are marginalized.
Generalized Indians [+F+C] are those who maintain a pan-Indian identity,
who have lost tribal aspects of their culture, but who also identify themselves
as Americans. They participate in
the money economy, and may live in the Indian community or in a metropolitan
area. Behaviorally, they are
similar to the Conservative Indians, but no longer use the native language.
Rural White Indians [-F-C] have inter-married with White families and in
most ways have assimilated to White culture, but continue to live in the Indian
community and to identify themselves as "Indian" but are not accepted
by the rest of the community as such. They
may play important roles in the Church. Middle
class Indians [-F+C] have largely assimilated to mainstream American society and
have Indian identity only to the extent of "noblisse oblige".
Psychologically, they are like Generalized Indians, but more stable,
secure, and sophisticated.
1959
Borrie
Demographer
Wilfred Borrie (1959), in his summary report on the 1956 UNESCO conference on
immigration, noted that an effort had been made to focus on practical issues of
economic and social adjustment, avoiding technical debates about the meanings of
words. However, because words such
as "assimilation" and "integration" are used in national
policy statements and laws, it is important to give attention to their meanings
(plural). Assimilation [-F+C]
entails complete conformity by the immigrants to "the national way of
life" and often has been accompanied by compulsion or by racist selection
criteria to admit "assimilable types".
However, by about 1914, it was clear in the USA that immigrants did not
assimilate, and ideas of cultural pluralism were articulated in the 1920s.
Integration [+F+C] "rests upon a belief in the importance of
cultural differentiation within a framework of social unity" (p. 94).
An association of NGOs defined integration to be "a dynamic process
in which values are enriched through mutual acquaintance, accommodation and
understanding" (p. 96). Such
transculturation requires conformity in civil and economic matters, but
laissez-faire policies in other domains. The
lack of controls required for integration allow the possibility of cultural
isolation [+F-C] or segregation of minority groups, by social preferences rather
than by legal mandate.
1960
Rothman
Jack
Rothman (1960; 1961) reviewed Kurt Lewin's writings for application to social
work within the Jewish community. Rothman
emphasized Lewin's focus on minority group identification in order to avoid
self-hatred: "Lewin based his theory solely on the psychological principle
of the secure personality which results from relating well to the minority
group" (Rothman, 1960, p. 88). Under-assertion
[-F+C] of minority identity can cause self-hatred as well as distress because an
ill defined boundary between the in-group and the out-group is ill defined and
because the majority "will be suspicious of the individual who is not
identified with his in-group" (Rothman, 1960, p. 85).
Over-assertion [+F-C] of minority identity divides the minority community
from the general society. Lewin
advocated a moderate position [+F+C] with a dynamic balance between in-group and
out-group orientations. Marginality
[-F-C] describes "the non-identified individual who wishes desparately to
leave the group but is held back by the rejection of the out-group"
(Rothman, 1960, p. 89).
1960
Ausbel
Psychologist
David Ausubel (1960a; b) used interviews and projective tests to study Maori
acculturation in New Zealand. Assimilative
[-F+C] acculturation entails the gradual and insidious introduction of an
attractive new culture, resulting in its complete acceptance. Resistive [+F-C] acculturation entails physical withdrawal as
well as "(a) a hard core of indigenous values, customs, and forms of social
organization, (b) affectively charged repudiation of European values, and (c)
such modification of the original culture as are conditioned or necessitated by
apathy and demoralization" (Ausubel, 1960b, p. 221). Adaptive [+F+C]
acculturation entails:
"perpetuating
the existing culture on the basis of positive attractions, but not for
emphasizing traditional
cultural elements (and arbitrarily rejecting corresponding European elements) as
ends
in themselves apart from their inherent merit in particular circumstances.
European cultural forms are voluntarily incorporated with more or less
modification into the prevailing cultural pattern on the basis of their inherent
compatibility . . . The structure of traditional social and economic
institutions remains essentially intact without any demoralization or breakdown
in leadership. Physical, social, and psychological withdrawal are unnecessary for
the preservation of traditional social structure." (Ausubel, 1960b, p.
221).
Disintegration
[-F-C] follows when resistive acculturation fails, and in describing this,
Ausubel (1960a, p. 617; 1960b, p. 223;) was among the first to use the
expression "acculturative stress".
1961
Herman
Simon
Herman (1961) used psychometric data to develop a progression of stages in
linguistic acculturation depending on the potency of the personal need to use
first-language and on the potency of the background culture of the majority.
Upon arrival in a new country, immigrants first engage in over-conformity [-F+C]
because they are anxious to be accepted. Then
comes a period of vacillation and frustration [-F-C] in which neither language
has a predominant force and awareness of communicative incompetence causes
frustration. At some point, the
need to use the expressive power of the first-language causes a crisis involving
retreat and withdrawal [+F-C]. Eventually
a stage of adjustment and integration [+F+C] is reached, when immigrants feel
secure enough "to use the two languages more freely in accord with the
demands of the immediate situation" (p. 161).
1961
Wallace
Anthropologist
Anthony Wallace (1961) tried to develop a theory of a culture's modal
personality structure, also called "national character". However,
cultures are not closed systems: they contact and interact with other cultures,
causing changes. If the number of
changes exceeds a critical threshold, then a crisis will ensue experienced as
individual stress and as cultural distortion or eventually cultural collapse in
which social institutions cease functioning.
Immobility [-F-C] describes the "marginal man" who is
"unable to foresake the old culture, yet, because of experience in the new,
unable to be happy in it either" (p. 162). One resolution to this dilemma is assimilation [-F+C], which
requires abandonment of the old culture. Another
resolution is nativism or nationalism [+F-C], which entails a sometimes military or
violent retreat to the old culture, "motivated by a desire to rid the group
of the presence of members of the dominant group who are a source of constant
shame-producing reminders of cultural inferiority" (p. 163). A third
resolution process can be found in revitalization [+F+C] of the old culture as a
"deliberate syncretic cultural reorganization within a definably bounded
social group" (p. 163). Revitalization
is not a congenial blending of cultures, but may entail prophetic leaders and
group hysteria, leading to cultural reorganization and the groups capability to
withstand intercultural contact.
1962
Bailyn & Kelman
Psychologists
Lotte Baily and Herbert Kelman (1962) proposed a fourfold acculturation model
based on whether or not the self-image is internally structured or externally
anchored in the social system, and whether the self-image is changed or
maintained as a result of the acculturative contact.
Identification [-F+C] entails an externally anchored self-image changing
to fit the immediate social environment, such that "the individual adopts
new patterns of behavior because they meet the expectations of certain new
groups or persons" (pp. 33-34). Resistance
[+F-C] "occurs when an individual maintains his self-image through a focus
on its social anchorage" (p. 34). In
an acculturative context, this would require minimizing contact with other
cultural groups and separating oneself into a culturally contained minority
context. Confirmation [+F+C] means
that "an individual focuses on the internal structure of the self-image,
but maintains that image essentially in its original form" (p. 34).
Such individuals have a secure identity that allows them to engage in new
experiences and interact with other cultural systems because these confirm and
strengthen, rather than threaten, self-image.
Internalization [-F-C] refers to a self-actualizing process in which the
acculturative experience results in change, making the individual ever more
self-referent and independent of external cultural norms and expectations.
"The individual accepts the challenge of new experiences and
re-examines his self-image in the light of the new information they
provide" (p. 33).
1962
Roy
Sociologist
Prodipto Roy (1962) proposed a three-stage model of how "the smaller
American Indian society will be assimilated into the larger white American
society with practically no perceptible impact on the culture of the
latter" (p. 542). Acculturation
is defined as the process of the minority culture adopting traits of the
majority culture. Social
segregation [+F-C] describes the situation of minimal but increasing
acculturation, when there is still physical separation and when the minority has
yet to adopt traits that give social prestige.
Social integration [+F+C] occurs when the minority participates in the
formal organizations of the majority and is resident among them.
Amalgamation [-F+C] marks the complete assimilation of a minority, as
indicated by the degree of intermarriage.
1963
Johnston
Ruth
Johnston (1963) used a psychometric study of Polish immigrants to Australia to
argue that there are two kinds of assimilation.
Subjective assimilation [-F+C] means that the immigrant has internally
identified with the new society in addition to adopting the external behaviors
of language use, dress, and leisure activities.
External assimilation [+F+C] means that the immigrant adopted the
external behaviors of the new society but has not identified with it.
1963
Nash & Shaw
Dennison
Nash and Louis Shaw (1963) developed an organizational management acculturation
typology based on humanistic theories of the Self, especially the idea of
emotional attachment. The
traditional [+F-C] types lack the emotional flexibility to engage changing
situations in the larger society, such that they "are the most conflicted,
have the lowest energy level, and probably are more prone to psychosomatic
disorders" (p. 257). The
transitional [+F+C] types are capable of an emotional repertoire suitable to
either culture because they share core personality traits with the contact
culture. Thus, they have broad
social affiliations, high achievement motivations, and can "cut through
social dealings with a minimum of conflict" (p. 259), however, at the cost
of being dependent on forces outside of themselves. The autonomous types [-F-C]
have secure self-identity uncomplicated by cultural loyalties. Thus, they can "maintain an identity in a changing
situation with a minimum expenditure of energy on psychological defensive
measures" (p. 260). The
transitional and the autonomous types are both culturally adaptive, but
"the autonomous man is multidirectional while the transitional carries a
bridge which extends in the direction of one cultural mode" (p. 262).
1963
Glazer & Moynihan
Historians
Nathan Glazer and Daniel Moynihan (1963) described three kinds of acculturation
in the history of ethnic groups in New York City.
Melting-pot assimilation [-F+C] and cultural pluralism [+F-C] are
unlikely since immigrant "language and culture are very largely lost in the
first and second generations" (p. 13) while ethnic identity nevertheless
persists in the form of ethnic interest groups [+F+C] such that "links of
interest, family and fellowfeeling bind the ethnic group" (p. 18) even
though people "go through a good part of their lives with no special
consciousness of the fact" (p 19).
1963
Vander Zandan
James
Vander Zanden's (1963) sociology textbook concisely defined and illustrated many
forms of minority reaction to acculturative pressures and subordinate status. "Assimilation [-F+C] may be accomplished through one
group more or less completely taking (sic) the culture of another, in the
process relinquishing it own unique beliefs and behavior patterns . . .
Assimilation [-F-C] may also be accomplished through a bilateral, reciprocal
fusion in which a genuine third culture appears through the merger of two or
more cultures" (Vander Zanden, 1963, p. 269).
Avoidance [+F-C], aggression [+F-C], obsessive sensitivity [+F-C], and
ego enhancement [+F-C] are all mechanisms of minority defensiveness.
Accommodation [+F+C] means that "Minority-group members may more or
less come to accept their deprivileged position" (p. 303).
Self-hatred [-F-C] and flight from reality [-F-C] entail pathological
processes denying minority status without alternative identities or cultural
communities.
1963
Linton
Anthropologist
Ralph Linton (1963) described three generic types of acculturation. Assimilation, he argued, is a misnomer, since
"practically all cases of the so-called assimilation of one group by
another group could be more accurately classed as examples of fusion, since the
culture of the assimilating group is usually modified by the introduction of
elements from that of the assimilated" (p. 502).
Thus, social-cultural fusion [-F-C] describes "those situations in
which two originally distinct cultures and societies fuse to produce a single
homogeneous culture and society" (p. 502). Nativistic movements [+F-C] refers to "cases in which a
society not only glorifies past or passing phases of its culture but also makes
a conscious attempt to re-establish them" (p. 502).
Directed culture change [+F+C] refers to "those situations in which
one of the groups in contact interfers actively and purposefully with the
culture of the other [and] may take the form of stimulating the acceptance of
new culture elements, inhibiting the exercise of preexisting culture patters,
or, as seems to be most frequently the case, doing both simultaneiously"
(p. 502). Because most cultural
contact is between a dominating culture and a dominated culture, directed
culture change usually occurs first, followed by nativistic movements in
reaction, or lacking that cultural fusion.
But this sequence has many exceptions, such that, "on the whole,
there appears to be no constant or intrinsic relationship between the phenomena
of these three orders" (p. 503). Finally,
Linton (1963) emphasized that acculturation entails inhibition process which are
too often overlooked.
1964
Gordon
Milton
Gordon (1964) reviewed theories of immigrant acculturation in the USA and
interviewed the staff of migrant support agencies.
Assimilation [-F+C] falls into two broad types of either Anglo-conformity
or melting-pot, but both entail loss of minority group attitudes, behaviors,
identification, marriages, and social structures.
Structural pluralism [+F-C] entails each ethnic group maintaining
separate social institutions, for example, places of worship, such that
"the existence of separate subsocieties keeps primary group relations among
persons of different ethnic backgrounds at a minimum" (p. 159).
Structural pluralism describes US society and explains its racism and
other inter-ethnic problems. Cultural
pluralism [+F+C] "seeks to maintain enough subsocietal separation to
guarantee the continuance of the ethnic cultural tradition and the existence of
the group . . . while cooperating with other groups and individuals in the
secondary relations areas of political action, economic life, and civic
responsibility" (p. 158). Marginality
[-F-C] describes the bicultural individual "who engages in frequent and
sustained primary contacts across ethnic group lines . . . who stands on the
borders or margins of two cultural worlds but is fully a member of neither"
(p. 56).
1965
Fong
Stanley
Fong's 1965 psychometric study of Chinese-descendent students in the USA was
based on attitudes toward assimilation and on internalization of emotional
schema. Fong did not label his four
acculturation types, but did describe them.
Achieved assimilation [-F+C] describes those who were positive towards
assimilation and who responded like Americans when identifying the emotional
state of ambiguous figures. Achieved
separation [+F-C] describes those who rejected assimilation and who showed no
signs that they had internalized American schema.
Colonial biculturalism [+F+C] describes the Hong Kong subjects who
rejected assimilation but who responded like assimilated persons.
Semi-acculturated marginalism [-F-C] describes subjects who "may
consist of semiacculturated second-generation members who are in conflict with
their immigrant parents and have rejected, in a compulsive manner, their ethnic
identity for the marginal American one" (p. 273).
1966
Keesing
According
to Felix Keesing's anthropology textbook, "Where contact and diffusion
occur with some continuity, the transfer process is called acculturation" (Keesing,
1966, pp. 27-28). Assimilation [-F+C]
is "the process by which introduced elements become totally accepted into a
new cultural milieu [as] occurs where members of one ethnic group are fully
integrated culturally and socially into another ethnic group" (p. 287).
However, sometimes after a period of rapid acculturation, a minority
group may try to selectively revive aspects of the traditional culture in a
contra-acculturative movement [+F-C]. Keesing
described three kinds of biculturalism. A
folk society [+F+C] maintains its distinctive cultural identity and integrity by
selectively adopting and reinterpreting cultural elements from outside.
When this process is happening bilaterally, with two racially distinct
groups selectively adopting from each other yet maintaining cultural identity
and integrity, it is called symbiotic [+F+C].
Cultural fusion [-F-C] describes the situation when two cultures merge to
form a third culture that is completely distinct from the original two.
1967
London
American
political scientist Herbert London (1967; 1970) advocated that Australia adopt
acculturation policies of integration similar to those in the USA.
London argued that assimilation [-F+C] policies are difficult because
they require of the minority "rejection of old values and the adoption of
new ones" (p. 339), but also require of the majority acceptance of
interracial marriages. With
policies of cultural pluralism [+F-C] "each group, anxious to preserve its
traditional ways, endeavors to create a subculture of its own" (p. 341),
but this requires separation from the other cultural groups, which imperils
national unity and social order. Integration
[+F+C] "implies interaction between the migrant community and the host
society with a resultant change in the cultural amalgam, but without the
migrant's loss of cultural identity" (p. 340) and without the need for
interracial marriages. Integration
presupposes the possibility of "cultural differentiation within a frame
work of social unity" (p. 340), with the United States standing as the best
example of a society based on cultural integration.
London (1967) is the origin for the concept of bicultural integration now
widely used within acculturation research (Sommerlad & Berry, 1970).
1967
Nash
Dennison
Nash (1967) used psychological theories of the stranger, as well as interview
data from American expatriots in Spain, to develop a typology to explain
sojourner acculturation in the context in which assimilation is not a
possibility. The unadapted [+F-C]
are unwilling to change, are anomic and anxious, and "tend to reject the
hosts and emphasize identification with home" (p. 160).
Rapprochement [+F+C] requires that sojourners have compatriot friends who
can confirm the old sense of self, and have host society friends who can reduce
ethnocentric constriction. The Bohemian [-F-C] group actively reject their home
society, yet remain on the margins of their host society.
1967
Lambert
Social
psychologist Wallace Lambert (1967) suggested an acculturation typology based on
empirical studies of linguistic acculturation by French Canadians in the USA.
One group rejected [-F+C] French, preferred English, but were anxious
about their linguistic competence. A
second group identified [+F-C] with French and preferred it to English. A third
group was nonethnocentric [+F+C] in that they were open-minded and were fully
and comfortably bilingual. A fourth
group was ambivalent [-F-C] about their cultural identity, in conflict over
linguistic allegiance, and weak in their command of either language.
1968
Marden & Meyer
The
sociology textbook by Charles Marden and Gladys Meyer (1968) on minority
acculturation included an acculturation typology.
Acculturation [-F+C] is "the process whereby minorities are
incorporated into the dominant culture" (p. 35).
External acculturation entails adopting the material culture, language,
and secular roles necessary for participation in the public spheres of life in
the dominant society, while keeping first-culture norms for private spheres of
life. Internal acculturation
entails adopting the values and attitudes of the dominant society.
Nativism [+F-C] consists of ethnocentrism by either the dominant group or
the minority, in reaction against acculturative changes.
In fact, however, nativism is covertly bicultural: "The marginal
character of adherents to such movements is clear as the image of the idealized
past which they project is to include the benefits of the contemporary society,
thus indicating the duality of the reference groups" (p. 47).
Stabilized acculturation [+F+C], also called structural pluralism,
requires a) external acculturation, b) enhanced minority group
"respectability" by public recognition of their achievements, and c)
adaptation by minority institutions to become coherent with dominant norms, such
that "within this frame of acculturation there persists a preference for
intimate associations with people whose cultural and/or religious and racial
heritage is like one's own" (p. 49). Marginality [-F-C] occurs when an individual has abandoned
first-culture norms and behaviors but is not accepted by the dominant society,
which "usually makes him to a greater or lesser degree, an 'outsider' to
both groups" (p. 45). When the whole group tries to acculturate but is not
accepted, then such marginality causes them "to take on a double identity,
illustrated by the self-designation of hyphenated status: 'I am an
Italian-American' " (p. 44).
1969
Comeau
Paul-André
Comeau's 1969 political science study presented an acculturation typology based
on two dimensions . First, people have [+C] or lack [-C] an educated interest in
arts, news, and other forms of cultural media which allow objectivity and
conscious control of the acculturation process.
Second, people have contact with cultural media in the minority language
[+F] or the majority language [-F]. Minimum
acculturation [+F+C] results when people are engaged with culture and use the
minority language. Possible acculturation [+F-C] results when people use the
minority language but are not culturally engaged.
Probable acculturation [-F-C] results when people use the majority
language but are not culturally engaged. Advanced
acculturation [-F+C] results when people are culturally engaged using the
majority language. Comeau argued
that minimum acculturation was most satisfactory because it allowed an
harmonious integration of the minority culture in its own milieu.
In contrast, possible acculturation can cause anxiety because the
minority culture is not well integrated and is thus open to acculturative
change. Probable acculturation is also stressful because of pressure from the
majority culture and because cultural values and semiotics are disjoint from the
individual's personality.
1969
Rabushka
Alvin
Rabushka's (1969) political science study of students at a multi-ethnic
university criticized acculturation research, arguing "if attitudes are
used both as a measure of integration and one of the causes of integration, then
circular measurement results" (pp. 54-55).
Instead, he compared a) attitudes of cultural preference and hypothetical
willingness for specific inter-ethnic relationships with b) behavioral reports
of recent multi-ethnic interactions. Of
the hypothetical behaviors, acceptance of inter-marriage [-F+C] is most strongly
assimilative. Ethnocentrism [+F-C]
was indicated by non-mixing with other groups, by preference for one's own
culture, and by rejection of marital, residential, cuisine, and employment
relationships with other groups. Integration
[+F+C] was indicated by mixing with other groups, reduced preference for one's
own cultures, and by willingness to have relationships with other ethnic groups.
1969
Barth
Fredrik
Barth's 1969 review of largely Scandinavian anthropological literature
challenged the underlying assumptions of most acculturation research.
He argued that cultures are not defined by practices, norms, and values
but by the boundaries they maintain with other cultures, and these
boundaries persist despite, or maybe because of, their permeability.
Thus, there are no distinct cultures, "each organized in a society
which can be legitimately isolated for description as an island to itself"
(p. 11). Barth also argued that cultural leaders choose for themselves
acculturation options that have different consequences for their community:
"(i)
they may attempt to pass and become incorporated in the pre-established
industrial society and cultural group; (ii) they may accept a 'minority' status,
accommodate to and seek to reduce their minority disabilities by encapsulating
all cultural differentiae in sectors of non-articulation, while participating in
the larger system of the industrialized group in the other sectors of activity;
(iii) they may choose to emphasize ethnic identity, using it to develop new
positions and patterns to organize activities in those sectors formerly not
found in their society" (p. 33).
If
the leaders choose to assimilate, then the minority group loses internal
diversity and remains ends up culturally conservative, inarticulate, as a
low-rank minority [-F-C]. If the
leaders choose the second strategy of bicultural integration, they cause the
loss of "clearly dichotomizing poly-ethnic organization" (p. 33),
resulting in the group's eventual assimilation [-F+C]. The third strategy of
ethnic assertiveness results in dynamic, cultural evolution [+F-C].
1970
Saruk & Gulutsan
Alec
Saruk and Metro Gulutsan (1970) examined the attitudes of Ukranian-descent parents in
Canada towards Ukranian culture and towards English culture in order to
challenge the belief that children from assimilationist families have an
advantage in school. A 2X2 crossing of attitudes to Ukranian and to English
cultures defined a fourfold acculturation typology: majority orientation [-F+C],
minority orientation [+F-C], bicultural orientation [+F+C], and apathetic
orientation [-F-C]. The data showed
that children from families in these fourfold categories were undifferentiated
in their school performance, all above provincial average, demonstrating that
all four acculturation orientation are adequately adaptive and that there is no
factual basis for educators to recommend assimilationist or integrationist
policies for minority children.
1970
Rees
Sociologist
T. B. Rees (1970) examined acculturation in light of equilibrium theories of society.
If society is "the product of a consensus about norms and
values" based on "an elaborate hierarchy of deeply rooted, unspoken,
unwritten, and frequently semi-conscious customs and traditions" and
"if the war of all against all is only prevented by the unifying bonds of a
common value system" (p. 482), then the assimilation [-F+C] of cultural
minorities, including their positive acceptance by the majority group, is the
only stable form of acculturation. Forms
of cultural pluralism, either as accommodation [+F-C] in which the minority
makes minimal adjustments to the majority or as integration [+F+C] in which
there is cooperation and interdependence between the minority and majority, are
inherently unstable because of power inequalities, as exemplified by continuing
inter-ethnic political struggles in Belgium, Canada, and Northern Ireland.
1970
Born
David
Born (1970) reviewed anthropological literature to propose a theory of
"Psychological Adaptation and Development Under Acculturative Stress".
Limiting the discussion to minority or traditional cultures in contact
with dominant cultures, Born argued that new cultural traits introduce
dissonance and deprivation of possessions, status, behaviors, and worth, which
compound to a distressing situation that requires actions to cope with the
distress. There are four modes of
adaptation to this acculturative stress: Innovation [-F+C] entails "as
complete as possible an acceptance of the new patterns of behavior with a
conscious rejection of tradition;" Retreatism [+F-C] is "a return to,
or a conscious preservation of, the traditional patterns of behavior with a
corresponding resistance to new patterns;" Reconciliation [+F+C] is "a
combination of the traditonal and the new, an attempt to 'co-exist' or to
'strike a happy medium';" Withdrawal [-F-C] entails "an overt
rejection of both the traditional and the new; tradition continues to influence
behavior, but there will be little value placed on such influence and it will
generally be denied as much as possible" (Born, 1970, p. 538). Born (1970)
argues that the reconciliation is a likely mode of adaptation because it is the
passive acquiescent response and offers the prospect of synthesis and
revitalization.
1970
Sommerlad & Berry
Elizabeth
Sommerlad and John Berry (1970) used psychometrics to study the ethnic identity
and cultural attitudes of Australian Aboriginals.
Assimilation [-F+C] means "identification whereby the minority group
develops a sense of people-hood based exclusively on the host society" (p.
23). Integration [+F+C] means
retention of minority identity and limited bilateral behavioral change:
"when many individuals identify with their own group, as in integration,
and there are many of these groups oriented towards, or contributing to,
society, each group maintains its integrity by contributing its own values and
beliefs to the host society" (pp. 24-25).
Following the conceptualization of Glaser (1958), marginal [+F+C]
describes "those who identify with both the host society and their own
group" (p. 24). This kind of
bicultural identity was not operationalized as a measure because it is an
acquiescence response and because it is characteristic of both integration and
transition to assimilation.
1970
Berry
John
Berry (1970) reported a second psychometric study of Australian Aboriginals
using the scales developed by Sommerlad (1968).
Assimilation [-F+C] was defined as " 'passing' or mixing, leading to
a loss of separate identity" (Berry, 1970, p. 242).
Integration [+F+C] was defined as "moving, as a group, into the
dominant society while retaining a separate group identity" (p. 242).
Rejection [+F-C] was defined as not assimilation and not integration:
"rejection of either of these two forms of positive relationship, and
affirming one's own cultural values" (p. 242).
Marginality was presented as having two meanings.
At the society level, marginal [+F+C] means community biculturalism:
"the marginal area exists where there is overlap (not merely contact) so
that two cultural systems are mixed " (p. 240).
At the psychological level, marginality refers to a psychopathological
state of "aggression, suspicion, uncertainty, victimization-rejection,
anxiety, and a lack of solidarity" (p. 241).
1971
Sue & Sue
Derald
Sue and Stanley Sue (1971) used counseling case studies to articulate an
acculturation typology based on self-worth.
The traditionalist [+F-C] has "strongly internalized Chinese
values" (p. 38) and tends to "resist assimilation by maintaining
traditional values and by associating predominantly with other Chinese"
(Sue & Sue, 1972, p. 638). However,
Chinese traditionally find self-worth in obedience to parents and meeting their
expectations of educational and occupational success.
However, "conflict occurs because the Traditionalist must interact
with the dominant society. Despite
his attempts to confine his social life to the Chinese subculture, he is unable
to fully isolate himself from members of the host society" (Sue & Sue,
1971, p. 39), resulting in involuntary integration. The Asian American [+F+C] is
a realist who sees that self-worth cannot come from parents nor from a racist
society, and thus seeks a synthesis of two cultural worlds "in an attempt
to preserve certain Chinese values in the formation of a new identity (p. 42).
Society must be changed, which requires political activism, which
requires solidarity with other Asian groups, which results in distance from
traditional Chinese culture. The
marginal man [-F-C] "attempts to assimilate and acculturate into the
majority society", tends to "reject traditional Chinese ways by
becoming over-Westernized" and "finds his self worth defined in terms
of acceptance by Caucasians" (p. 40). Lack of acceptance due to racism
results in self-hatred.
1972
Gaarder
Birgit
Gaarder's (1972) psychological study of Sami-Norwegian bilingualism described a
fourfold typology of linguistic acculturation based on the observation that the
language of the minority Sami was
seen by many to have low status compared to the dominate society's Norwegian
dialects. Thus, high status
unilingualism [-F+C] refers to adopting Norwegian and losing Sami.
Low status unilingualism [+F-C] means maintaining Sami and rejecting
Norwegian. Coordinate bilingualism
[+F+C] refers to fluent use of either language in contexts in which they are
appropriate. Double demi-lingualism
[-F-C] means that neither the minority nor the dominant language is fully or
fluently learned.
1972
Berry, Evans, & Rawlinson
John
Berry, Catherine Evans and Heather Rawlinson (1972) prepared a policy advisement
paper on Native education in Ontario which included a taxonomy of acculturation
options. Different kinds of
acculturation were conceived to depend on whether or not 1) the minority wants
to retain first-culture identity, 2) wants to contribute to larger society, and
3) controls its own social institutions. Assimilation
[-F+C] arises when the minority decides not to retain identity, is expected to
contribute to the larger society, and lacks control of its institutions.
Rejection [+F-C] arises when the minority wants to retain identity, does
not want to contribute to the larger society, and controls its own institutions.
If this is imposed on the minority, then it is called Segregation [+F-C].
Integration [+F+C] arises when the minority wants to retain identity,
wants to contribute to the larger society, and controls its institutions.
The historic Canadian treatment of Native people describes a kind of
acculturation that might be called
colonialism [+F+C] because the Native minority lacks control of its own
institutions and is being forced by the dominant society, with good intentions,
into bicultural integration. Deculturated [-F-C] describes the situation when the minority
does not retain identity, is not allowed to contribute to the larger society,
and this is imposed by institutions not under minority control.
Because integration and rejection are under minority group control, they
are hypothesized to entail less distress than assimilation and deculturation.
The remaining two conditions of not wanting to retain first-culture
identity, but having control of institutions, were dismissed as "inherently
contradictory" (p. 29) since loss of group identity precludes the
possibility of a group having control of institutions.
1973
Zak
Itai
Zak's (1973) psychometric study of Jewish identity in the USA, and his 1976
study of Arab-Israeli identity, showed that identity with the minority group is
independent of identity with the dominant society.
Thus, "a person may classify himself positively on both identity
dimensions [+F+C], or negatively on both dimensions [-F-C], or positively on one
dimension and negatively on the other [+F-C], and vice versa [-F+C]" (p.
898). Zak was atheoretically descriptive of these identity patterns, did not
label them, and did not declare apriori expectations of their relative
advantages or difficulties.
1974
Hunt & Walker
Chester
Hunt's and Lewis Walker's 1974 sociology textbook described a fourfold
acculturation typology. Cultural
assimilation [-F+C] entails the minority acculturating to, and adopting, the
attitudes and values of the "host" society, thus threatening ethnic
identity. Cultural pluralism [+F-C]
entails each group remaining relatively protected in its own territory, fearful
of its survival and alert to economic inequalities vis-a-vis other groups.
Structural assimilation [+F+C] entails maintenance of ethnic identities,
as well as "widespread patterns of face-to-face relationships in clubs,
organizations, and institutions of the 'host society' " (p. 9).
Integration [-F-C] entails "denial of any social obligation to
preserve ethnic distinctions" (p. 8) such that "salient attachment to
the ethnic group has disappeared" (p. 9).
1974
Pettigrew
Thomas
Pettigrew (1974) theorized a typology of race-relations arising from a dimension
of groups being racially together or separate and from a dimension of minority
group autonomy or lack of it. True integration [+F+C] is the biracial situation
"where there is cross-racial friendship, racial interdependence, and a
strong measure of personal and group autonomy" (p. 16).
Mere desegregation [+F+C] is a biracial situation without autonomy and
thus "involves little cross-racial acceptance and, often, patronizing
legacies of White supremacy" (p. 17).
The "Black Power" ghetto [+F-C] is a non-existent but
hypothetically theorized Black separatist community, "relatively
independent of the larger society and far more viable that is commonly the case
now" (p. 16). The typical
urban ghetto [-F-C] has highly separated racial communities with little
autonomy.
1974
Berry
In
1974, John Berry re-articulated his earlier 1972 taxonomy of acculturation.
Eight acculturation possibilities are defined by three questions: does
the minority 1) retain ethnic identity? 2) have positive intergroup relations?
3) have choice in these matters? NO/YES/YES
defines assimilation as a melting pot [-F+C].
NO/YES/NO defines assimilation as a pressure cooker [-F+C].
YES/NO/YES defines rejection [+F-C], which was also called
"self-segregation". YES/NO/NO
defines segregation [+F-C]. YES/YES/YES
defines integration [+F+C], which was also called "democratic
pluralism". YES/YES/NO defines
paternal integration [+F+C], which was also called "inclusive
segregation". NO/NO/YES
defines marginality [-F-C]. NO/NO/NO
defines deculturation [-F-C].
1975
Woods
Clyde Woods' (1975) anthropology textbook's chapter on acculturation is focused
on Mexican and Central American contexts. Because
social categories are race-based, Native Americans cannot assimilate.
Rather, they can go through a process of progressive loss of
first-culture, starting with the condition of traditional [+F-C] Indian
community. The modified [+F-C] Indian community has lost or weakened some of its
cultural traits and in response tries to crystalize Native culture and identity
around a different set of traits. The
Ladinoize [+F+C] Indian community has lost its native language most of its
traditional cultural traits, except for gender roles, perhaps, and some cooking
traditions. The Ladino [-F-C] has
lost all traditional cultural traits including a territorial community.
They are still considered Indian and share their poverty with other
Ladinos.
1976
Berry
John
Berry (1976) summarized earlier studies of acculturation and cognitive style,
and developed an overarching framework based on theories of human ecology.
Four acculturation constructs were defined by whether the traditional
culture was of value and to be retained, and whether positive relations with the
larger society were to be sought. Assimilation
[-F+C] entails no preference for maintenance of traditional culture, but
positive relations with the larger society.
Rejection [+F-C] entails preference for maintenance of traditional
culture but rejection of the larger society.
Integration [+F+C] entails preference and positive attitudes for both
cultures. Deculturation [-F-C]
entails no preference for either culture. Psychometric
scales for the first three of the acculturation constructs were adopted from the
earlier Australian studies (Sommerlad & Berry, 1970).
However, deculturation was not operationalized as a psychometric scale:
"The
fourth combination (deculturation) is not given expression in the scales, since
both common sense and pilot work indicated that such an outcome was not to be chosen
by anyone; however, some features of the concept of marginality are related
to feelings in that combination" (Berry, 1976, p. 180).
1976
Schumann
Psycholinguist
John Schumann (1976a; b) developed a typology for explaining the linguistic
acculturation of a second-language-learning group (2LL) to a target-language
group (TL):
"In
terms of cultural patterns involving life-style and values, there are three
general integration strategies which the
2LL group might adopt: assimilation, acculturation, or preservation. If the 2LL
group decides to assimilate [-F+C], then it gives up its own life-style and
values and adopts those of the TL group. If it chooses to acculturate [+F+C],
then its members adapt to the life-style and values of the TL group, but at the
same time maintain their own cultural patterns for use in intragroup relations.
Preservation [+F-C], as defined here, is a strategy in which the 2LL group
completely rejects the life-style and values of the TL group and attempts to
maintain its own cultural pattern as much as possible" (Schumann, 1976a,
pp. 136-137).
Furthermore,
Schumann (1976b) theorized that which of these strategies the 2LL group desires
for itself needs separate consideration from which strategy the TL group desires
for the 2LL group. Finally,
positive and negative attitudes of the 2LL group towards the TL group, and of
the TL group towards the 2LL group, are distinct issues from each group's
strategy preference.
1976
Clark, Kaufman & Pierce
Anthropologists
Margaret Clark, Sharon Kaufman and psychologist Robert Pierce (1976) derived a
six-fold typology from three measures of acculturation.
The first was a measure of attitudes towards and participation in the
first-culture vs. contact culture, the second was a measure behaviors in the
first-culture, and the third a measure of "feelings of belonging to and
participating in the majority culture" (p. 233).
Data from Spanish and Japanese heritage minority groups in California
clustered into six types. Types 2,
3, and 6 [-F+C] all had high self-identification and self-presentation as Anglo,
even though Types 2 & 3 still had some attitudes and behaviors linking them
to the traditional culture. Type 5
[+F-C] were third-generation people who "show a remarkable efflorescence of
'ethnic face', coupled with a lack of much information about the culture of
origin and little if any ability to speak or read the language of their
grandparents" (p. 235). A Type
5 is "striving to get back to the roots of the culture" (p. 235) and
"advocates ethnic group segregation" (p. 236). Type
4 [+F+C] are bicultural, bilingual second-generation people living in culturally
mixed neighborhoods, who "can modulate the strength of their overall ethnic
identity through face behavior" (p. 235).
Type 1 [-F-C] are isolated first-generation migrants who want to
assimilate but lack the skills and attitudes to function in the larger society.
1976
Driedger
Leo
Driedger's 1976 sociological questionnaire study defined three acculturation
types based on dimensions of ethnic status, ethnic institutional control, ethnic
affirmation, ethnic denial, and marginality. This last dimension was defined as
"discrepancy at the psychological level between ingroup members's real and
ideal identifications", thus "experiencing two cultures but
identifying with neither" (p. 133). Majority
assimilators [-F+C] had medium or high status, low institutional completeness,
low ethnic affirmation, low ethnic denial, and low marginality.
Ethnic identifiers [+F-C] have high status, high institutional control,
high affirmation, low denial, and low marginality, such that "the result is
maintenance of group boundaries and control over systematic linkage" (p.
132). Cultural marginals [-F-C]
have low status, medium institutional control, medium affirmation, high ethnic
denial, and medium marginality. Of
these three types, the first two "should have greater individual adjustment
because of identification with either the majority or ethnic cultures" (p.
134).
1976
Wagner
Anthropologist
Jean Wagner's (1976) study of inter-cultural marriage among urban American
Indian women found three categories of respondents.
Tradition-oriented [+F-C] women all had Indian husbands.
Those who were transitional [+F+C] were partially acculturated, and more
than 90% of them had a White husband. The
American Middle-Class [+F+C] group all had taken White husbands.
But they were not assimilationist and expressed an ideal of engaging in
both cultures.
1977
Driedger
1977
Berry, Kalin & Taylor
John
Berry, Rudolf Kalin and Donald Taylor (1977) reported a large scale psychometric
study of Canadian multiculturalism. Following
Berry's (1976) earlier work, four acculturation constructs were defined as
minority group attitudes towards first-culture [ F ] and towards the larger
society [ C ]: assimilation [-F+C],
rejection [+F-C], integration [+F+C] and deculturation [-F-C]. As before (Berry, 1976), development of a psychometric scale
for deculturation was not pursued:
"It
should be noted that attitude items for the deculturation response are almost
never accepted in a population; thus no scale has been developed" (p. 132).
Because
integration [+F+C] is defined as preference for both cultures, and because
assimilation [-F+C] and rejection [+F-C] are each defined as rejection of one of
the cultures, the constructs are mutually exclusive such that assimilation items
and rejection items could be used as negatively-keyed questions about
integration. Thus a single 9-item
Likert scale was created comprised of four positively-keyed items and five
negatively-keyed items. This
measure was labeled multicultural ideology [+F+C] but it can be conceived to be
a measure of integration:
"The
option which was designated 'integration' in Table 6.1 is virtually identical to
the values expressed
in a multicultural policy, and so this combination was emphasized in the development
of the new multicultural ideology scale. Many
statements were prepared and pre-tested,
and nine were eventually incorporated in the multicultural ideology scale. Of these,
four are positive and five are negative. Of
the negative five, two express 'assimilation' values,
one expresses a 'rejection' (or segregation) value, and two are negations of an 'integration'
value" (Berry et al., 1976, p.
132).
1977
Spindler
Anthropologist
Louise Spindler (1977, p. 33) argued that acculturation is not a process leading
to assimilation, but should be defined as "adaptive strategies used by
people who have to cope with the economic, social and political disadvantages of
their positions as minorities . . . including reaffirmation [+F-C] of seemingly
traditional values and behavior patterns, biculturalism [+F+C], cultural
synthesis [+F+C] of conflicting cultural elements, and managed identities [+F+C]."
Emulation [-F+C] is like assimilation, but the success of a whole society
adopting the ways of a foreign culture revives a sense of competence, pride and
cultural identity. Boundary maintenance [+F-C] includes strategies such as
extreme ethnocentrism, sorcery, and religious rituals, all serving to preserve
cultural integrity.
1978
Pierce, Clark & Kaufman
Robert
Pierce, Margaret Clark and Sharon Kaufman (1978) used empirical methods to
discover six types of acculturation in the responses of adult Mexican and
Japanese heritage Americans, including geriatric respondents.
Using factor analytic methods, two acculturation scales were devised: 1)
Traditional Orientation, and 2) Anglo Face, meaning doing the behaviors of the
dominant culture. A third scale was
the Acculturative Balance Scale, for which a high score indicates more knowledge
of the dominant culture than the minority culture, and a low score more
knowledge of the minority culture than the dominant.
Cluster analysis of these three measures yielded six tight clusters,
which represents empirically defined types of acculturation.
None of the types represented assimilation, which would have entailed
more knowledge of Anglo culture than traditional as well as high participation
in Anglo culture and low participation in traditional culture.
Type 5 [+F-C] entails greater knowledge of Anglo culture than
traditional, but a very high level of traditional behavior and a very low level
of Anglo behavior. If voluntary,
Type 5 might represent a revivalist form of cultural separation.
If imposed, Type 5 might be the consequence of racial discrimination.
This empirical method of defining types of acculturation identified four
different kinds of biculturalism. Type
2 [+F+C] entails much more knowledge of traditional culture than Anglo, but
moderately high and balanced participation in both cultures.
Type 3 [+F+C] entails balanced knowledge of the two cultures and slightly
more participation in Anglo than traditional culture.
Type 4 [+F+C] entails balanced knowledge of the two cultures, but
slightly less Anlgo participation. Type
6 [+F+C] entails greater knowledge of Anglo culture than traditional, but very
high and equal levels of participation in both cultures.
Without longitudinal data, it is not known whether or not these different
types of biculturalism are transitional stages.
Type 1 [-F-C] entails an incompatibility of knowledge and behavior, with
much more knowledge of traditional culture than Anglo but much higher Anglo
behaviors than traditional. This
kind of inauthenticity perhaps makes Type 1 a kind of marginalism.
The six types of
acculturation discovered and defined in this study are different from those
reported by Clark, Kaufman and Pierce in 1976 based on a different sample.
1979
Camilleri
French
psychologist Carmel Camilleri (1979) studies of Westernization in North African
Tunisian Maghrebian led to the observation that there are three types of
acculturative responses. Type 2 [+F-C] is comprised of the traditional Arab
middle class who consciously maintain traditional Islamic values and culture.
Type 3 [+F+C] is comprised of the Western educated, economic elite, who strive
for a "synthesis" of cultures by adopting those aspects of Western
culture that promote social and economic development. Type 1 [-F-C] consists of
rural peoples who have migrated to cities, who are economically impoverished,
and who reject new ideas but who have also lost or disavowed their traditional
culture.
1979
Cohen-Emerique
Psychologist
Margalit Cohen-Emerique (1979) used the T.A.T. projective paradigm to examine
the acculturative identity of Jewish Moroccans in France.
T.A.T. responses were classified into three large categories.
About half of the respondents were classified as Modern [-F+C], of which
there were two sub-categories: a) those who completely rejected the traditional
life and b) those who sought to maintain some link to their ancient way of life. About a quarter of the respondents were classified as
Traditional [+F-C], most of whom had modernized to the degree that they were
marginalized. Other sub-categories
included 2 respondents who never mentioned modernity, 2 respondents who
mentioned the need to change, 3 respondents who wanted their children to become
modern, and 2 respondents who affirmed traditional values only to keep
connections with their parents. Finally,
about one quarter of the respondents were Unclear [-F-C] and ambivalent, and
tried to alternate between cultures resulting in a marginal situation.
1980
Cang
Ruth
Cang's (1980) psychology dissertation extended and operationalized the
acculturation typology developed by Sue and Sue (1971).
Assimilation [-F+C] "is used specifically in this paper with a
racist connotation" because it "involves loss of the distinctiveness
of one's original culture (p. 7). The
traditionalist [+F-C] is a conformist who "attempts to adhere to
traditional Chinese values and these are strongly internalized" (p.10). People classified Asian American [+F+C] "are those who
see their identity as a synthesis of both "Asian and American aspects ---
something different from identifying solely with a specific Asian group and
different from identifying oneself as American" (p.8).
The Asian American has "awareness and sensitivity to racial
prejudice" and thus has "a militant or political activist
commitment" (p. 9). The marginal man [-F-C], as a form of rebellion against
parental values, "completely rejects everything that is Chinese and
attempts to identify with the dominant host culture" (p. 10), but because
of racism cannot assimilate. All
acculturation types were found to have problems and conflicts.
1980
Fishman
Social psychologist Joshua Fishman (1980) proposed a 2X2 acculturation typology defined by a unilingual or bilingual person in a context of societal uniglossia or diglossia. Uniglossia and unilingualism [-F+C] describes the completely assimilated condition of a person speaking one language in a country that only institutionalizes one language. Diglossia and unilingualism [+F-C] is "based upon the territoriality principle" (p. 12) since keeping the languages separated requires compartmentalization. Diglossia and bilingualism [+F+C] means that two languages are considered as "our own", neither of them foreign, and that each language has its complementary functions, but still compartmentalized and with restricted access. Uniglossia and bilingualism [-F-C] describes an inevitable transition of the minority language being displaced by the majority language, generally within three generations. Generalizing this analysis from language to culture, then di-ethnia is the counter-part of di-glossia, and biculturalism is the counter-part of bilingualism. However, di-ethnia is much more rare than diglossia because "fluidity across role and network boundaries and, indeed, the weakening and overcoming of boundaries, is both a goal and a result of most modern behavior and its emphasis on efficiency and reciprocity / solidarity in social behavior" (p. 12), such that "stable societal multiculturalism (di-ethnia) depends on institutionally protected ethnocultural compartmentalization" (p. 13). In other words, modernity threatens biculturalism.
1980
Szapocznik, Kurtines & Fernandez
Psychologists
José Szapocznik, William Kurtines and Tatjana Fernandez (1980) devised two
acculturation measures that were then used to identify four kinds of
acculturation. Bicultural
Involvement items inquired how comfortable the respondent was with language use
and in cultural contexts, independently for each culture.
Bicultural Involvement was computed as the difference of these two
scales, such that 0 indicates biculturalism, a positive score indicates
preference for minority culture and a negative score preference for dominant
culture. Cultural Involvement was
computed by summing these two scales, such that a high score meant cultural
involvement and a low score meant marginality.
Using a median split, Szapocznik et al. (1980) psychometrically defined
those who are monculturally involved [+F-C] [-F+C], or biculturally involved [+F+C],
or mono- or bi- culturally uninvolved [-F-C], which is also called marginality.
1980
Berry
John
Berry (1980) theorized an acculturation taxonomy that emphasized the political
issues of minority rights and freedoms. As
before (Berry, 1976; Berry et al., 1977), the two issues of retaining cultural
identity and of positive relations with the dominant society defined four
varieties of acculturation: assimilation
[-F+C], rejection [+F-C], integration [+F+C] and deculturation [-F-C].
But if further consideration is made of the minority's right [ +R ] or
freedom to choose among these options or not [ -R ], then eight types of
acculturation are defined: assimilation by melting pot [-F+C+R] or by pressure
cooker [-F+C-R], rejection by withdrawal [+F-C+R] or segregation [+F-C-R],
integration by multiculturalism [+F+C+R] or by pluralism [+F+C-R], and
deculturation by marginality [-F-C+R] or by ethnocide [-F-C-R].
1980
Padilla
Amado
Padilla (1980) proposed a multidimensional psychological theory based on
cultural awareness (knowledge) and on ethnic loyalty (preference), as well as on
the amount inter-ethnic interaction and on the degree of inter-ethnic distance.
Using data from Mexican-Americans, acculturation constructs were sought,
not by apriori cross-referencing of these dimensions, but by factor analyzing
empirical measures of these dimensions, resulting in four cultural awareness
constructs (i. Respondent's Cultural Heritage, ii. Spouse's Cultural Heritage,
iii. Parent's Cultural Heritage, iv. Perceived Discrimination) and four ethnic
loyalty constructs (i. Language Preference and Use, ii. Cultural Pride and
Affiliation, iii. Cultural Identification and Preference, iv. Social Behavior
Orientation). Scales were devised
for each of these eight constructs, and second-ordering factoring revealed two
factors, corresponding to Cultural Awareness and Ethnic Loyalty.
Clustering respondents in the two-dimensional space created by these
factors revealed five types of acculturation.
Those extremely low in awareness and low in loyalty are Anglicized [-F+C].
Those high in awareness and in loyalty are unacculturated [+F-C].
Most respondents were moderate [+F+C] in awareness and loyalty.
Those high in awareness and moderate in loyalty and those mildly low in
awareness and loyalty do not fit the four categorizations in Table
2.
1980
Abramson
Sociologist
Harold Abramson's (1980) article on "Assimilation and Pluralism" in
the Harvard Encyclopedia of American Ethnic Groups not only reviewed the history
of acculturation theory, but also presented an original taxonomy of ethnic
identity change. The traditionalist
[+F-C] enjoys a surety of ethnic identity because personal networks defined by
the culture are present, as well as the structure of cultural symbols.
The convert [-F+C] is the person who has assimilated into the dominant
culture, such that there is no ethnic structure or symbolism, only a network of
relationships and bonds within the new community.
"What
is different for the convert is the uncertainty of the symbols of the new
culture. There
is always some degree of confusion between the old and the new, between the ethnic
culture taken for granted by those born and raised in it, and the assumptions
about that culture made by those who come to it from outside.
As with religious change, the
convert has probably learned the extrinsic aspects of the new culture, but the
intrinsic forms may pose some problems. The
distinction between the traditionalist and and
the convert is the difference between being and becoming" (Abramson, 1980,
p. 155).
For
the exilic [+F+C], the ethnic symbols and beliefs exist only in memory, as an
ethnic identity without a primary network of personal relationships, without any
cultural structures. The fourth
form of ethnicity was unlabeled, but described as the null condition, here
labeled missing [-F-C] because the ethnic symbols and beliefs are missing as are
the ethnic structures: "there are no memories of a history and no ongoing
personal relationships" (p. 156).
1981
Taft
Psychologist
Ronald Taft (1981) defined several types of bicultural marginality, presuming
"the common element in all marginal situations is that the person is in
contact with two (or more) distinguishable groups (or societies)" (p. 59). Marginality by assimilation [-F+C] means "complete loss
of the former identity" (p. 60). Marginality by pluralistic separation
[+F-C] "describes the form of cultural and structural pluralism (apartheid)
in which communities are in physical contact with each other but psychologically
separate" (p. 60). Marginality
by mediation [+F+C] "represents the true bicultural person, who has dual
membership and little difficulty in moving freely in either group, but still
retains membership in group A when he is participating in group B, and vice
versa" (pp. 60-61). Marginality
by pluralistic integration [+F+C] means that "the person has moved into the
majority group, but he has also become a member of a subgroup within it
consisting of persons with similar background to his own" (p. 61).
Isolation [-F-C] is a state of alienation "in which the person does
not participate in either of the groups" such that "life in such an
isolated state would be very difficult, if not impossible" (p. 59).
1981
Trosper
Native
American Ronald Trosper's (1981) history of pan-Indian nationalism proposes four
different types of acculturation policies, that arise in sequence, one from the
other, with the end results that Native people in America now see themselves as
having a common aboriginal identity. In
the earliest period of contact [+F+C] the populations and the military power of
the Native groups and the immigrant settler groups are equal, and disputes are
settled by negotiation. However,
the stereotypes emphasized cultural differences.
That and the population growth of the settlers lead to the period of
removal [-F+C] during which Native groups are dispossessed of their land and
often killed by military force or disease and poverty.
Stereotypes were of Native inferiority.
But the poverty and suffering caused concern, leading to a period of
welfare [-F-C] during which Natives were maintained in a limbo of oscillation
between extermination and assimilation. Stereotypes
emphasized Native inferiority. But this degraded condition politically mobilized the Native
groups to ally themselves in a struggle for autonomy [+F-C] and a revival of
Native nationalism and political self-control.
1981
Banton
Sociologist
Michael Banton (1981) defined four acculturation constructs based the attraction
for the immigrant group of the sending society and of the receiving society. Conformist [-F+C] describes "a situation in which the
rewards offered by the majority (or receiving society) for conforming behavior
by members of the immigrant group were so much greater than the rewards an
immigrant could receive for loyalty to his traditional culture" (p. 37).
Since "colony" refers to a settlement of people in a foreign
country, colonial [+F-C] describes the situation when the immigrant group is
oriented towards their country of origin and are unattracted by the locally
dominant culture. If the immigrants are equally attracted by both cultures,
such that they cannot decide in which country they would be happier, that is
called transilient [+F+C]:
"Some
Europeans who settle in North America decide after a while that they would be
happier in the countries of their birth but when they return there they compare
them unfavorably with North America. They
have difficulty settling in either society because they become so conscious of
the attractions of the other. Since
they are ready to move between
them they may appropriately be called transilient" (p. 39).
When
people migrate in order to escape their first culture in order to develop a
subculture, usually based on religious principles, then they are isolationist
[-F-C].
1982
Bochner
Social
psychologist Stephen Bochner (1982) theorized two acculturation typologies, one
for outcomes at the societal level and one at the individual level.
Assimilation [-F+C] means the minority culture's gradual but eventual
disappearance. At the individual
level, this entails the minority passing [-F+C] themselves as members of the
dominant group, which often requires self-denigration.
Segregation [+F-C], whether enforced or self-imposed, entails hostility
and siege mentality, such that it is both unhealthy and unlikely to endure.
Self-segregation means that minority individuals be chauvinistic [+F-C].
At the societal level, integration [+F+C] is cultural pluralism, in which
"different groups maintain their cultural identity in some respects, but
merge into a superordinate group in other respects . . . . within a frame work
of equal opportunity and mutual tolerance" (p. 26).
However, "it remains an empirical question whether such societies
exist or can be created" (p. 27). At
the individual level, biculturalism means that "norms of both cultures are
salient", making people marginal [+F+C] if the norms are "perceived to
be mutually incompatible" or making them mediating [+F+C] if the norms are
"perceived as capable of being integrated" (p. 27).
1982
Smither
Psychologist Robert Smither (1982) argued: "In human history, relations toward the minority have taken five forms: elimination, segregation, fusion, assimilation, and pluralism" (p. 58). Elimination [-F+C] of an ethnic minority, for example, by genocide or expulsion, is an acculturative response. Assimilation [-F+C] entails high valuation of the majority culture and low valuation of the minority culture, such that the minority is effectively eliminated as an ethnic group. Segregation [+F-C] entails high valuation of the minority culture and low valuation of the majority culture. Segregation of the minority is often a symbiotic relationship, in which the minority and the majority each have economic roles. Pluralism [+F+C] entails high valuation on both cultures, such that the minority retains its culture while also acculturating to the majority. Fusion [-F-C] results in the creation of a new culture, that is neither minority culture nor majority culture. Smither (1982, p. 60) illustrates marginality [-F-C] as a condition of being low in both cultures, but then describes the marginal man [+F+C] as the bicultural person in the pluralistic society who is weakly bicultural due to personal reasons:
"Hypothetically,
in the pluralist society, the marginal man is not the product of the tolerance of
the majority, but rather of his or her ability or willingness to learn.
This is why the study of
individual differences is indispensable in understanding the process of
acculturation in modern,
pluralistic societies" (Smither, 1982, p. 66).
1983
Berry
In
1983, John Berry elaborated and refined his fourfold acculturation constructs.
As before, assimilation [-F+C] means "relinquishing cultural
identity and moving into the larger society" (p. 68). Rejection [+F-C] can
refer to "self-imposed withdrawal [+F-C] from the larger society" (p.
69) but may also refer to resistence [+F-C] "to the power exercised by the
larger society to keep people in 'their place' (as in slavery or 'apartheid'
situation')" (p. 69). As
before, integration [+F+C] "implies maintenance of cultural integrity as
well as the movement to become an integral part of a larger societal
framework" (p. 69). The
definitions of deculturation and marginality were adjusted from previous
formulations:
"Finally,
there is an option which is difficult to define precisely, possibly because it
is accompanied by a good deal of collective and individual confusion and
anxiety. It is characterized
by strking out against the larger society and by feelings of alienation, loss
of identity, and what has been termed acculturative stress.
This option is Deculturation
[-F-C], in which groups are out of cultural and psychological contact with
either their traditional culture or the larger society. . . When stabilized in a
non-dominant group, it constitutes
the classical situation of 'marginality' [-F-C]" (p. 69).
1984
Berry, Kim, Power, Young & Bujaki
John
Berry, Uichol Kim, S. Power, Marta Young and Merridee Bujaki (1984) presented a
conference paper, subsequently published (Berry et al., 1989), summarizing their
acculturation studies. The
assimilation [-F+C] and integration [+F+C] constructs were defined as in all
previous reports by Berry and his colleagues, and separation [+F-C] was the
label for what had been the rejection construct in earlier studies.
However, the deculturation construct was replaced by marginalisation
[-F-C], and its operationalization "was approximated by the scale of
Marginality constructed by Mann (1958)" (p. 187) rather than by items
asking about rejection or loss both cultures.
1986
Schumann
Robert
Schumann's 1986 report of research based on his 1976 acculturation model of
second-language learning included some changes in his taxonomy.
"Integration" seems to refer to phenomena that most
contemporary scholars call "acculturation":
"The
second social factor affecting second language learning involves three
integration strategies: assimilation [-F+C], preservation [+F-C], and adaptation
[+F+C]. Schumann (1976a,
b, 1978a, b) used the term acculturation instead of adaptation.
However, in this paper
adaptation is used to refer to the integration strategy and acculturation is
used in the broader sense to refer to
social and psychological contact with speakers of the TL [target
language]. If the 2LL [2nd language learning] group assimilates then it
gives up its own life style and values and adopts those of the target language
group. This strategy maximises contact
between the two groups and enhances acquisition of the target language.
If the 2LL
group chooses preservation as its integration strategy then it maintains its own
life style and
values and rejects those of the TL group. If
the 2LL group chooses adaptation as its integration
strategy then it adapts to the life style and values of the TL group, but
maintains its
own life style and values for intra-group use.
This particular integration strategy yields varying
degrees of contact between the two groups" (Schumann,1986, p. 381).
Schumann
(1986) argued that anxiety and disorientation experienced when encountering a
foreign culture arise because behaviors and coping mechanisms from the
first-culture do not work well in the new context. "This situation can cause disorientation, stress,
anxiety and fear [and ] the learner, in attempting to find a cause for his
disorientation, may reject himself, his own culture, the organization for which
he is working and the people of the host country" (p. 383).
In other words, Schumann (1986) argues that acculturative stress causes
marginality, rather than marginality causing stress.
In reviewing empirical studies using his model, Schumann cited studies
that found 2nd language proficiency to be unrelated to, or to be inversely
related to acculturation.
1986
Triandis, Kashima, Shimada & Villareal
Social
psychologists Harry Triandis, Yoshihisa Kashima, Emiko Shimada and Marcelo
Villareal (1986) empirically identified three types of acculturation by
examining cultural behaviors, roles, and role stereotypes in order to determine
to what degree the minority is adopting the cultural norms of the dominant
majority culture. Accommodation [-F+C] means that the minority norms are in the
process of moving towards the norms of the contact culture. Triandis et al.
(1986) discuss the possibility that the majority group might also accommodate
towards the minority, representing the classic condition of melting pot
acculturation. Overshooting [-F+C] describes the situation in which
acculturating individuals adopt the norms of the contact culture more strongly
than even individuals in that culture. Ethnic affirmation [+F-C] describes the
situation in which acculturating individuals over-emphasize norms of their
heritage culture and thus move away from accommodation with the contact culture.
1987
Nelde
Belgian
linguist Peter Nelde (1987) theorized about some of the issues involved in political language conflict, especially in multicultural contexts in which there
are acculturative imbalances of demographic or political power.
He noted that "numerically weak or psychologically weakened language
groups tend towards assimilation [-F+C]" (p. 35).
However, for "numerically stronger, more homogeneous language groups
having traditional values, such as their own history and culture, prefer
political resistance [+F-C]" (p. 35).
Linguistic integration [+F+C] describes the type of conflict "when
it occurs between population groups of differing socio-economic structures
(urban/rural, poor/wealthy, indigenous/immigrant) and the dominant group
requires that the minority adopts the majority language" (p. 35).
Nelde noted that intercultural language conflict is often the focus for
cultural and political struggles that are much wider than language.
Nelde argued that the term "minority" should no longer be used
in reference to smaller ethnic groups because it has a negative connotation,
implies less prestige, and has no universal definition.
1988
Moghaddam
Iranian
social psychologist Fathali Moghaddam (1988) argued that minority group
acculturation strategies arise from social mobility motivations to improve
economic and social standing. He
proposed a fourfold acculturation taxonomy that defined constructs on the two
dimensions of 1) assimilation vs. heritage culture maintenance and 2) whether or
not the means were normative for the dominant group or not.
Thus, normative assimilation [-F+C] is the classical case of the minority
adopting behavioral norms of the dominant group and becoming like them as much
as possible. Non-normative heritage
maintenance [+F-C] entails behaviors from the first-culture being used to
maintain the first-culture. Of course, from the dominant group's perspective,
this appears quite foreign and maybe hostile.
Normative heritage maintenance [+F+C] entails the minority maintaining
their heritage culture by using behaviors recognized and approved by the
dominant majority, as in the classic examples of accommodation and integration.
Non-normative assimilation [-F-C] entails the minority person striving
for social and economic advancement but by means that are not approved by the
dominant group.
1988
Sodowsky & Carey
Educational
psychologists Gargi Sodowsky and John Carey (1988) used acculturation
questionnaire data to empirically identify the acculturative identities of
first-generation Indian immigrants to the USA.
Mostly American and Very American [-F+C] describe those who strongly or
completely self-identified themselves as American.
Provincial [+F-C] describes those who identified themselves by their
regional state in India. Very
Indian [+F-C] describes those who strongly self-identified themselves as Indian.
Bicultural [+F+C] describes those who reported a balanced dual identity.
Clothing and language preferences confirmed the Very American, Very
Indian, and Bicultural classification categories.
1991
Hutnik
Social
psychologist Nimmi Hutnik (1991) developed acculturation constructs and
measurement scales based on self-categorization that arises from internal
cognitive representations of cultural groups based on social knowledge and on
personal experiences. Assimilative
[-F+C] describes those who identify themselves with the majority group but not
with the ethnic minority group. This
self-identification pattern would arise "when the negative connotations of
minority group membership far outweigh the positive benefits, and when the
internal representations of the majority are highly favorable" (p. 163). In contrast, dissociative [+F-C] describes those who identify
themselves with ethnic minority group but not with the majority culture.
Acculturative [+F+C] describes those who identify with both their
minority group and with the majority. Marginal
[-F-C] describes those who do not categorize themselves as a member of either
the minority or the majority.
1993
LaFromboise, Coleman & Gerton
Teresa
LaFromboise, Hardin Coleman and Jennifer Gerton (1993) reviewed literature on
the psychological impact of biculturalism.
To organize this review, they identified five kinds of bicultural
acculturation. "Assimilation
[-F+C] is the process by which an individual develops a new cultural identity
[which] involves some loss of awareness and loyalty to one's culture of
origin" (p. 397). The
alternation [+F+C] model of biculturalism presumes people can learn, practice,
and identify with two cultures independently of one another, and that the two
cultures and the participants have equal status.
"The multiculturalism [+F+C] model generates the hypothesis that an
individual can maintain a positive identity as a member of his or her culture of
origin while simultaneously developing a positive identity by engaging in
complex institutional sharing with the larger political entity comprised of
other cultural groups" (p. 401). The
fusion [+F+C] model argues "cultures sharing an economic, political, or
geographic space will fuse together until they are indistinguishable to form a
new culture" (p. 401). Finally,
"the acculturation [+F+C] model implies that the individual, while becoming
a competent participant in the majority culture, will always be identified as a
member of the minority culture" (p. 397).
Acculturation is usually forced, involuntary, and distressing.
1993
Sayegh & Lasry
Liliane
Sayegh and Jean-Claude Lasry (1993) proposed a fourfold acculturation typology
defined by two orthogonal dimensions of minority group identification and
national identification. Thus,
"assimilation [-F+C] is a style characterized by a strong identification to
the host society and a weaker identification to the heritage culture (the
immigrant seeks to be accepted into the host culture and to reject the heritage
culture)" (p. 106). "Ethnocentrism
[-F+C] is the converse of assimilation (the individual overvalues everything
associated with the community of origin, while denigrating and rejecting the
host society)" (pp. 106-107). Integration
[+F+C] means that "identification towards both the heritage and host
cultures is strong" (p. 106). Sayegh
and Lasry further explain that integration refers to a biculturalism of
compatible aspects of the two cultures: "the immigrant adopts new attitudes
and behaviors compatible with the attitudes and behaviors acquired in the
heritage culture" (p. 106). Marginalization
[-F-C] results when the individual feels weakly identified with both of the two
cultures in question.
1995
Coleman
Hardin
Coleman (1995) used his clinical case experience to refine and illustrate the
acculturation taxonomy proposed earlier by LaFromboise, Coleman and Gerton
(1993). The intention is to describe the perceptions, focus, mental
set and predispositions that arise from strategies for coping within a
multicultural context. The
monoculturation [-F+C] strategy entails obliviousness to culture and cultural
differences, as happens with people who live within the culture of origin or are
fully assimilated.
"This
individual's strategy for coping with cultural diversity would involve not
perceiving the differences and assuming that everyone he or she meet shares the
individual's values and belifs. An individual using the monocultural strategy would emphasize
the universal qualities of human nature" (p. 730).
The
acculturation [-F+C] strategy is more pragmatic and functional, motivated by the
benefits of learning competence in a second culture, but not expecting to be
fully accepted. Acculturated
individuals will be alert to discrimination and prejudice but is generally
positive to the new culture. The
separation [+F-C] strategy is exemplified by those who prefer to remove
themselves from intercultural contact. They
focus on cultural incompatibilities and on the importance of improving
intercultural relations. The
alternation [+F+C] strategy describes the functional biculturalism of the person
who is positive towards both cultures and strives to be competent in both and to
maintain interpersonal networks in both. The integration [+F+C] strategy entails maintaining
first-cultural identity while developing second culture competence.
The integration strategy entails a focus on political equality and
harmony. The fusion [-F-C] strategy
entails an effort to devise new cultural structures and beliefs, and is most
functional when operating in specific contexts.
1995
De Vos
Psychologist
and anthropologist George De Vos (1995) argued that ethnicity is essentially
subjective and symbolic, and that ethnic identity is in competition with other
identities depending on the contextual and temporal focus of the individual. A present-oriented, functional [-F+C] identity entails
"loyalty to a state, regardless of personal or family origins" (p.
27). Past-oriented,
familial-cultural [+F-C] identity entail "a sense of belonging to a
particular ancestory and origin and of sharing a specific religion or
language" (p. 28). In specific
contexts, occupational [+F+C] identity predominates over national or ethnic
identity. Finally, a
future-oriented, ideological [-F-C] identity entails a focus on what is not
ethnic culture from the past and is not national culture from the present, but
is an idealization often in reaction against injustices in the present.
1995
De Vos
De
Vos (1995), in the same essay just presented, also described a taxonomy of the
five modes of acculturation, all of them distressing, that can follow in a
sequential time course of alienation [-F-C], passing [-F+C], withdrawal or
expulsion [-F-C], and accommodation [+F+C].
"The
alienation felt by some successful upwardly mobile individuals may be the result
of their
having cut so many ties with the past that they have lost a deeper sense of
meaning, although
the loss may not be apparent to them at the time. . . When occupational success
moves a person into an alien group, what is alien is often the change in ethnic
behavior required, rather than the new status behavior as such" (p. 32).
Passing
[-F+C] describes the inauthentic presentation of a facade of oneself as
assimilated, both for its social and economic advantages but also for
self-esteem. But a facade is
self-conscious manipulations, involving an internal duality, which may entail
self-hate. The distress of this
assimilative effort maybe results in withdrawal [-F-C] from the minority
culture, or the apparent success of the assimilative effort may result in
expulsion [-F-C] from the minority community.
The stabilized bicultural situation requires some form of accommodation
[+F+C], but this requires acceptance of a stratified social system, with the
minority person in an inferior position, which will necessarily entail
internalizing a negative self-image that explains one's social and occupational
inferiority. De Vos concludes by
emphasizing that ethnic identity is a social construction that is often created
for economic and social expediency, usually within the context of control and
exploitation.
1997
Bourhis, Moïse, Perreault & Senécal
Social
psychologists Richard Bourhis, Léna Moïse, Stéphane Perreault and Sacha Senécal
(1997) proposed a most comprehensive model of acculturation that simultaneously
considers the political ideologies underlying the state's acculturation
policies, and the acculturative preference attitudes of the majority population,
and the acculturation preference attitudes of the minority. Four generic acculturation policies can be conceived.
The assimilation [-F+C] ideology requires the minority to adopt the
behaviors and values of the dominant society, at least in the public sphere of
commercial and legal relations. The
minority culture is expected, though not required, to disappear voluntarily over
time. The dominant group may
misconceive that their own culture is universal.
The ethnist [-F+C] ideology conceives that the state has a right to
require the minority to abandon their heritage culture and adopt the dominant
culture, even if there is no intention to accept the new comers as fully equal
citizens. The pluralism [+F+C] ideology, like the other ideologies,
expects minority groups to conform to the behavior and values necessary for the
efficient functioning within the public sphere. However, following liberal theory, pluralism conceives that
the state has no right to intrude in private affairs, that the state's function
is to maximize individual freedom of choice, and that all citizens are to
equally benefit from government actions and monies.
Thus, pluralism entails government support of ethnic activities to the
degree that they are the voluntary activities of the participants.
Civic [-F-C] ideology emphasizes that the state should not promote
private activities, such as minority cultural activities, and strives to be
culture blind.
1997
Bourhis, Moïse, Perreault & Senécal
In
the same article just described, Bourhis, Moïse, Perreault & Senécal
(1997) presented a revision of the acculturation taxonomy articulated by Berry
et al. (1984; 1989). Two similar
taxonomies of different kinds of acculturation were described, one from the
minority group's perspective and one from the majority group's perspective.
These are all defined by whether or not it is of value to maintain the
minority culture and whether or not it is of value for the minority to maintain
relationships with other ethnic groups, especially the dominant group.
From the minority's perspective, Assimilation [-F+C] means preference for
giving up minority cultural heritage and identity and for positive intergroup
relations. Separation [+F-C] means the opposite, preference for
maintaining minority cultural heritage and identity and for giving up engagement
with other cultural groups. Integration
[+F+C] means preference for both minority cultural heritage and for engagement
with other groups. Bourhis et al.
(1997) proposed two kinds of marginalization.
Anomie [-F-C] describes those who reject both cultures and experience
cultural alienation or culturelessness. Individualism
[-F-C] also entails rejection of cultural identities and labels, but as a way to
identify themselves as cosmopolitan and culture-free.
From the majority group's perspective, these kinds of acculturation are
similar, except separation, once it is imposed on the minority by the majority
should be called segregation [+F-C], and the loss of both cultures experience by
the minority as anomie, if imposed by the majority, is exclusion [-F-C].
1999
Yamada & Singelis
Psychologists
Ann-Marie Yamada, and Theodore Singelis (1999, p. 699) proposed an acculturation
typology based on self-construal of independence and inter-dependence. Western [-F+C] describes persons with "a strong
independent self-construal and a weak inter-dependent self-construal".
Traditional [+F-C] describes those with "a weak independent self-construal
and a strong interdependent self-construal".
Bicultural [+F+C] describes those with "a well-developed independent
and a well-developed interdependent self-construal".
Culturally-Alienated [-F-C] are those with "a poorly developed
independent and a poorly developed interdependent self-construal".
2000
Faist
Thomas
Faist (2000) proposed a theory of transnationalization of social space, which
means that acculturative options are not limited to the boundaries of a nation
state. Thus, thus there are three types of positive acculturative
adaptation. Assimilation [-F+C]
entails goals of citizenship in a unitary national state, and the
"full-scale adaptation of values and behavior to the nation state's
core" (p. 201). Ethnic
pluralism [+F+C] entails goals of citizenship in a multicultural state and the
maintenance of established cultural practices transplanted to the new
socio-political context. Border-crossing
[+F+C] entails an expansion of the social space by transnationalization, such
that the goal is dual state membership and a syncretic creation of new types of
mixed identity.
2001
Rudmin & Ahmadzadeh
Social
psychologists Floyd Rudmin and Vali Ahmadzadeh (2001) also proposed refinements
on the taxonomy articulated by Berry et al. (1984; 1989).
Assimilation [-F+C] describes the acculturative situation when the
minority is positive towards the behaviors, values, and identity of the dominant
group and is negative towards the own minority culture.
Separation [+F-C] describes the situation when the minority is positive
towards the minority culture and negative towards the dominant.
Integration [+F+C] describes the situation when the minority is positive
towards both cultures and strives to be bicultural.
But such integration can only apply to surface aspects of culture, such
as choice of languages, cuisine, or music, but not to many aspects of culture
for which cultural code switching is not possible.
Integration cannot apply to deeper aspects of culture, such as religion,
gender roles, or child rearing, because cultural practices in these domains
entail enduring commitments that preclude the possibility of code switching.
Nor can integration apply to behaviors regulated by law, such as traffic
laws, professional standards in medicine, or laws of assault, because choice in
these matters is simply forbidden. Marginalization
[-F+C], [+F-C], [+F+C] describes the situation when an individual prefers to be
a participating and acknowledged member of the dominant cultural community, or
the minority community, or both, but fails.
Individuals who have no preference to belong to either of these
communities cannot be marginalized from them.
Multiculturalism [-F-C] describes the situation when the minority has a
preference for cultural practices that are neither from the minority culture nor
from the dominant culture, for example, preferences for a sub-culture, or a
third culture, or for freedom from cultural constraints and labels.
2001
Berry
John
Berry (2001) revived and refined earlier proposals ( Berry et al., 1972; Berry,
1974; 1980) that conceived of eight kinds of acculturation, based on whether or
not heritage culture and identity are maintained,
on whether or not relationships with other groups are sought, and on whether or
not these are the choices of the minority or of the larger society. Preference for loss of heritage culture but for relationships
with other groups is assimilation [-F+C] if chosen by a minority group and
melting pot [-F+C] if decided by the larger society. Preference for maintenance of heritage culture and identity
but for minimal relationships with other groups is separation [+F-C] if chosen
by a minority group and segregation [+F-C] if decided by the larger society.
Preference for maintenance of heritage culture and identity is
integration [+F+C] if chosen by a minority group and multiculturalism [+F+C] if
decided by the larger society. Preference
for loss of heritage culture and for minimal relationships with other groups is
marginalization [-F-C] if chosen by a minority group and exclusion [-F-C] if
decided by the larger society.
2001
Montreuil & Bourhis
Annie
Montreuil and Richard Bourhis (2001) used the acculturation constructs defined
by Bourhis et al. (1997) and used the personality research findings of Bourhis
and Bougie (1998) to operationalize measures of dominant group individuals
towards immigrant minorities. Assimilationists
[-F+C] tend to feel culturally threatened by immigrant outgroups and thus prefer
that minorities give up their cultures and join the dominant culture. Segregationists [+F-C] tend to have insecure social
identities, low self-esteem, and high authoritarianism and ethnocentrism.
They feel threatened by immigrant outgroups and prefer that minorities
not mix with them. Integrationists
[+F+C] tend to have positive social identity as the dominant group, to be low in
authoritarianism and ethnocentrism, and to be positive towards immigrants
regardless of their origins. Exclusionists
[-F-C] tend to be most fearful of minority outgroups and to be highest in
authoritarianism and ethnocentrism. They
prefer that there be less immigration, and that minority groups neither maintain
their culture nor join the dominant group.
Individualists [-F-C] have personality characteristics like
integrationists, but have less coherent and less valued majority group cultural
identity. They consider cultural
identity to be a private matter that is not an important concern.
2001
van Oudenhoven, van der Zee & van Kooten
Psychologists
Jan Pieter van Oudenhoven, Karen van der Zee, and Mariska van Kooten (2001)
considered acculturative preferences in the global business context, exemplified
by the situation of an expatriate from the parent firm sojourning in a branch
local firm. They identified four
acculturative constructs, which were elaborated by personality data.
Going native expatriates [-F+C] are the empathetic and extroverted types
who have high allegiance to the local firm and low allegiance to the parent firm
back home. Hearts-at-the-parent-company-expatriates [+F-C] are those with
commitment and perseverant personalities who have low allegiance to the branch
firm in the local posting and high allegiance to the parent firm. The dual
citizens [+F+C] are the open-minded and action-oriented types who are able to
maintain high allegiance to both the parent and its local branch firms.
The free agents [-F-C] are the flexible and adventurous types who have
low allegiance to the parent firm back home and its local branch firm.
2001
Brubaker
Sociologist
Rogers Brubaker's (2001) provocative article on "The Return to
Assimilation?" argues that multiculturalism, generically labeled as "differentialist",
arose as a reaction to coercive and oppressive policies of assimilation, but
that there is now a trend away from differentialist multiculturalism towards
assimilation, but a softer form, defined as an intransitive process of becoming
similar. "As a normatively
charged concept, assimilation, in this sense, is opposed not to difference but
to segregation, ghettoization, and marginalization" (p. 543). Using France, Germany and the USA as case examples, Brubaker
(2001) identified and labeled several types of acculturation.
Differentialist [+F+C] policies are those that promote multiculturalism,
with an emphasis on minorities maintaining their cultural differences and
identitues while engaging in the economic and socio-political life of the
nation. In France, a reaction to
this was labeled droit à la différence [-F+C], meaning that France and French
national culture also had a right to be different from other cultures in the
world and to therefore be reinforced by policies that protect and promote French
national culture. One variation on
French anti-differentialist politics was called droit à l'indifférence [-F-C],
which implies indifference to cultures, but in the context of a national state,
means in effect support of French national culture.
Ausländerpolitik [+F-C] refers to the paternalistic, pseudo-egalitarian
policies that kept foreigners in Germany in a kind of institutionalized
separateness or apartheid.
2002
Unger, Gallaher, Shakib, Ritt_Olson, Palmer & Johnson
Jennifer
Unger, Peggy Gallaher, Sohaila Shakib, Anamara Ritt_Olson, Paula Palmer, C.
Anderson Johnson (2002) developed an acculturation scale for adolescents of
foreign heritage in the United States. The four sub-scales measure United States
Orientation [-F+C], Other Country Orientation [+F-C], Both Country Orientation
[+F+C], and Neither Country Orientation [-F-C].
2003
Rudmin
Floyd Rudmin (2003) has argued that Euler logic and Boolean logic both show that the common fourfold categorization used thus far in this catalog of constructs is in error. A choice of two cultures, or two identities, or two languages results in 16 preference possibilities not 4 as is commonly believed. This common error in thinking about acculturation comes from 1) presuming that the 2 cultures in question cannot share overlapping cultural traits, 2) presuming that cultural choice is limited to those 2 cultures, and 3) forgetting that preferences can be expressed using NOT and OR. The 16 logical types of cultural preference will here be defined in Boolean notation using AND for intersection, OR for union, and minus sign - for negation (NOT). Illustrative examples will consider the cultural preference of an American [ A ] in France [ F ] choosing American Coke, or French cognac, or coffee which is common to both cultures, when asked, "What is your cultural preference for drink?". Type a prefers [+A AND -F] and answers "Coke." Type b prefers [-A AND+F] and answers "Cognac." Type c prefers [+A AND +F] and answers "Coffee." Type d prefers [-A AND -F] and answers "Not Coke, cognac, or coffee" (i. e. vodka, green tea, etc.). Type e prefers [(+A AND -F) OR (-A AND +F)] and answers "Coke or cognac." Type f prefers [+A] and answers "Coke or coffee." Type g prefers [-F] and answers "Not cognac or coffee." Type h prefers [+F] and answers "Cognac or coffee." Type i prefers [-A] and answers "Not Coke or coffee." Type j prefers [ (+A AND +F) OR (-A AND -F) ] and answers "Not Coke or cognac." Type k prefers [+A OR +F] and answers "Coke, cognac, or coffee." Type l prefers [ -A OR -F] and answers "Not coffee." Type m prefers [+A OR -F] and answers "Not cognac." Type n prefers [-A OR +F] and answers "Not Coke." Type o prefers the universal set and answers "Anything" (i. e. Coke, cognac, coffee, vodka, green tea, etc.) Type p prefers the null set and answers "Nothing." These 16 cultural preference possibilities have multiple and overlapping fit with the fourfold taxonomy in Table 2.
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C. M. (1975). Culture change. Dubuque,
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Yamada,
A.-M., & Singelis, T. M. (1999). Biculturalism and self-construal.
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Zajonc,
R. B. (1952). Aggressive attitudes of the "stranger" as a function of
conformity pressures. Human
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Zak,
I. (1973). Dimensions of Jewish-American identity. Psychological Reports, 33,
891-900.
Zak,
I. (1976). Structure of ethnic identity of Arab-Israeli students. Psychological
Reports, 38, 239-246.
Zubrzycki,
J. (1956). Polish immigrants in Britain: A study of adjustment. The Hague:
Martinus Nijhoff.
Table 2. Chronological summary of acculturation constructs, tables in four generic categories based on favoring (+) or disfavoring (-) first culture F and contact culture C.
SOURCE |
-F+C |
+F-C |
+F+C |
-F-C |
1918 Thomas & Znaniecki |
Bohemian |
Philistine |
Creative |
- - - - - |
1920 Ross |
Accommodation |
Toleration |
Compromise |
- - - - - |
1920 Berkson |
Americanization |
Federation of nationalities |
Melting pot; Community |
- - - - - |
1923 Bartlett |
Replacement |
Partial replacement |
Blending |
- - - - - |
1924 Miller |
Melting pot |
Segregation |
Indirection |
- - - - - |
1932 Thurnwald |
Reintegration |
Symbiosis |
Hybrid |
Transition |
1928 Park |
Imitation |
Withdrawal |
Recovery |
Völkertod |
1934 Hoffman |
No foreign language |
Only foreign language |
Proportionate bilingualism |
- - - - - |
1934 Brown |
- - - - - |
Isolation |
Subordination |
Fusion assimilation |
1936 Redfield, Linton & Herskovits |
Acceptance |
Reaction |
Adaptation |
- - - - - |
1939 Child |
Rebel reaction |
In-group reaction |
Double response |
Apathetic reaction |
1940 Srole |
American-national associations |
Ancestral-national associations |
Bi-national associations |
Sacred associations |
1940 Slotkin |
Rebellious; Marginal |
- - - - - |
Promiscuous; Adventurous; Detached; Acculturated |
Unorganized; Emancipated |
1943 Devereux & Loeb |
- - - - - |
Defensive isolation |
Adoption of new means |
Dissociative negative acculturation |
1945 Senter |
Acceptance |
Maintain |
- - - - - |
Develop |
1945 Wirth |
Assimilation |
Secession; Militancy |
Pluralism |
- - - - - |
1947 Campisi |
Successful |
Minimal |
Dilettante |
- - - - - |
1948 Lewin |
Negative chauvinism |
Chauvinism |
Double loyalty |
Marginal man |
1949 Ichheiser |
Mimicry |
Rejected |
Pseudo-solutions |
Denial |
1949 Gordon |
Marginal |
Perpetuation |
Affirmative |
- - - - - |
1949 Bogardus |
Imposed |
- - - - - |
Blind; Democratic |
- - - - - |
1951 Voget |
Marginals |
Native |
Modified |
- - - - - |
1951 Berry |
Assimilation; Annihilation; Expulsion |
Segregation |
Pluralism; Stratification |
Amalgamation |
1952 Spindler & Goldschmidt |
Acculturated |
Native |
Transitional |
Peyote cult |
1952 Zajonc |
Conformity |
Aggression |
Frustration |
- - - - - |
1952 Eaton |
Assimilation |
Controlled acculturation |
- - - - - |
Marginal |
1952 Eisenstadt |
Insecure transitional |
Traditional |
Secure transitional |
Survivors |
1952 Eisenstadt |
Self-transforming cohesive ethnic group |
Isolated stable and active families |
Cohesive ethnic group |
Isolated apathetic family |
1952 Lee |
Acculturated |
Segregated |
Marginal man |
- - - - - |
1953 Beals |
Acceptance |
Reaction |
Syncretism |
Reformulation |
1953 Willey |
Colony |
Refuge |
Blend |
- - - - - |
1953 Taft |
Monism |
Pluralism |
Interactionism |
- - - - - |
1953 Simpson & Yinger |
Assimilationist |
Secessionist; Militant |
Pluralist |
Ambivalent |
1954 Barnett, Broom, Siegel, Vogt & Watson |
Progressive adjustment |
Reactive adaptation |
Stabilized pluralism |
Cultural disintegration |
1955 Spiro |
Assimilation |
Solidarity |
Acculturation |
Deculturation |
1955 Antonovsky |
Active general orientation |
Active Jewish orientation; Passive Jewish orientation |
Dual orientation |
Ambivalent; Passive general orientation |
1956 Zubrzycki |
Assimilation |
- - - - - |
Accommodation |
Conflict |
1956 Cohen |
Assimilation |
Survival |
- - - - - |
Indifference |
1957 Richardson |
Identification |
Isolation |
Accommodation |
- - - - - |
1957 Dohrenwend & Smith |
Reorientation |
Reaffirmation; Nativist |
Partial reorientation |
Alienation; Reconstitution |
1957 Horobin |
Assimilation |
Backward looking |
Anglicized |
Rootless |
1957 Taft |
Assimilation |
- - - - - |
Accommodation |
Marginal |
1958 Glaser |
Assimilated |
Segregating |
Marginal |
Desegregating |
1958 Bennett, Passin, & McKnight |
Idealist |
Constrictor |
- - - - - |
Adjustor |
1958 Thomas |
Middle Class Indians |
Conservative Indians |
Generalized Indians |
Rural White Indians |
1959 Borrie |
Assimilation |
Isolation |
Integration |
- - - - - |
1960 Rothman |
Under assertion |
Over assertion |
Moderate |
Marginal |
1960 Ausubel |
Assimilative |
Resistive |
Adaptive |
Disintegration |
1961 Herman |
Over-conformity |
Retreat & withdrawal |
Adjustment & integration |
Vacillation & frustration |
1961 Wallace |
Assimilation |
Nativism; Nationalism |
Revitalization |
Immobility |
1962 Bailyn & Kelman |
Identification |
Resistance |
Confirmation |
Internalization |
1962 Roy |
Amalgamation |
Social Segregation |
Social Integration |
- - - - - |
1963 Johnston |
Subjective assimilation |
- - - - - |
External assimilation |
- - - - - |
1963 Nash & Shaw |
- - - - - |
Traditional |
Transitional |
Autonomous |
1963 Glazer & Moynihan |
Melting pot assimilation |
Cultural pluralism |
Ethnic interest groups |
- - - - - |
1963 Vander Zanden |
Assimilation |
Avoidance; Aggression; Sensitivity; Ego enhancement |
Accommodation |
Assimilation; Self-hatred; Flight from reality |
1963 Linton |
- - - - - |
Nativistic movements |
Directed culture change |
Social-cultural fusion |
1964 Gordon |
Assimilation |
Structural pluralism |
Cultural pluralism |
Marginality |
1965 Fong |
Achieved assimilation |
Achieved separation |
Colonial biculturalism |
Semi-acculturated marginalism |
1966 Keesing |
Assimilation |
Contra-acculturative movement |
Folk society; Symbiotic |
Cultural fusion |
1967 London |
Assimilation |
Pluralism |
Integration |
- - - - - |
1967 Nash |
- - - - - |
Unadapted |
Rapprochement |
Bohemian |
1967 Lambert |
Rejected |
Identified |
Non-ethnocentric |
Ambivalent |
1968 Marden & Meyer |
Acculturation |
Nativism |
Stabilized acculturation |
Marginality |
1969 Comeau |
Advanced acculturation |
Possible acculturation |
Minimal acculturation |
Probable acculturation |
1969 Rabushka |
Inter-marriage |
Ethnocentrism |
Integration |
- - - - - |
1969 Barth |
Assimilation |
Evolution |
- - - - - |
Low rank minority |
1970 Saruk & Gulutsan |
Majority orientation |
Minority orientation |
Bicultural orientation |
Apathetic orientation |
1970 Rees |
Assimilation |
Accommodation |
Integration |
- - - - - |
1970 Born |
Innovation |
Retreatism |
Reconciliation |
Withdrawal |
1970 Sommerlad & Berry |
Assimilation |
- - - - - |
Integration; Marginal |
- - - - - |
1970 Berry |
Assimilation |
Rejection |
Integration; Marginal |
- - - - - |
1971 Sue & Sue |
- - - - - |
Traditionalist |
Asian-American |
Marginal man |
1972 Gaarder |
High status unilingualism |
Low status unilingualism |
Coordinate bilingualism |
Double demi-lingualism |
1972 Berry, Evans, & Rawlinson |
Assimilation |
Rejection; Segregation |
Integration; Colonialism |
Deculturated |
1973 Zak |
Negative-positive |
Positive-negative |
Positive-positive |
Negative-negative |
1974 Hunt & Walker |
Cultural assimilation |
Cultural pluralism |
Structural assimilation |
Integration |
1974 Pettigrew |
- - - - - |
“Black Power” ghetto |
Integration; Desegregation |
Typical urban ghetto |
1974 Berry |
Melting pot; Pressure cooker |
Rejection; Exclusive segregation |
Integration; Paternal integration |
Marginality; Deculturation |
1975 Woods |
- - - - - |
Traditional; Modified |
Ladinoized |
Ladino |
1976 Berry |
Assimilation |
Rejection |
Integration |
Deculturation |
1976 Schumann |
Assimilation |
Preservation |
Acculturation |
- - - - - |
1976 Clark, Kaufman & Pierce |
Types 2,3,6 |
Type 5 |
Type 4 |
Type 1 |
1976 Driedger |
Majority assimilators |
Ethnic identifiers |
- - - - - |
Cultural marginals |
1976 Wagner |
- - - - - |
Traditional |
Transitional; American Middle-Class |
- - - - - |
1977 Berry, Kalin & Taylor |
Assimilation |
Rejection |
Integration; Multicultural ideology |
Deculturation |
1977 Spindler |
Emulation |
Reaffirmation; Boundary maintenance |
Biculturalism; Synthesis; Managed identities |
- - - - - |
1978 Pierce, Clark & Kaufman |
- - - - - |
Type 5 |
Types 2,3,4,6 |
Type 1 |
1979 Camilleri |
- - - - - |
Type 2 |
Type 3 |
Type 1 |
1979 Cohen-Emerique |
Modern |
Traditional |
- - - - - |
Unclear |
1980 Cang |
Assimilationist |
Traditionalist |
Asian American |
Marginal man |
1980 Fishman |
Uniglossia & unilingualism |
Diglossia & unilingualism |
Diglossia & bilingualism |
Uniglossia & bilingualism |
1980 Szapocznik, Kurtines, & Fernandez |
Monoculturally involved |
Monoculturally involved |
Biculturally involved |
Culturally noninvolved |
|
|
|
|
|
1980 Berry |
Assimilation; Melting pot; Pressure cooker |
Rejection; Withdrawal; Segregation |
Integration; Multiculturalism;Pluralism |
Deculturation;Marginality; Ethnocide |
1980 Padilla |
Anglicized |
Unacculturated |
Moderate |
- - - - - |
1980 Abramson |
Convert |
Traditionalist |
Exilic |
Missing |
1981 Taft |
Marginality by assimilation |
Marginality by pluralistic separation |
Marginality by mediation or pluralistic integration |
Isolation |
1981 Trosper |
Removal |
Autonomy |
Contact |
Welfare |
1981 Banton |
Conformist |
Colonial |
Transilient |
Isolationist |
1982 Bochner |
Assimilation; Passing |
Segregation; Chauvinistic |
Integration; Marginal or mediating |
- - - - - |
1982 Smither |
Assimilation; Elimination |
Segregation |
Pluralism; Marginal man |
Marginalty; Fusion |
1983 Berry |
Assimilation |
Rejection; Withdrawal; Resistence |
Integration |
Deculturation; Marginality |
1984 Berry, Kim, Young & Bujaki |
Assimilation |
Separation |
Integration |
Marginalisation |
1986 Schumann |
Assimilation |
Preservation |
Adaptation |
- - - - - |
1986 Triandis, Kashima, Shimada & Villareal |
Accommodation; Overshooting |
Ethnic affirmation |
- - - - - |
- - - - - |
1987 Nelde |
Assimilation |
Resistance |
Integration |
- - - - - |
1988 Moghaddam |
Normative assimilation |
Non-normative heritage maintenance |
Normative heritage maintenance |
Non-normative assimilation |
1988 Sodowsky & Carey |
Mostly American; Very American |
Provincial; Very Asian-Indian |
Bicultural |
- - - - - |
1991 Hutnik |
Assimilative |
Dissociative |
Acculturative |
Marginal |
1993 LaFromboise, Coleman, & Gerton |
Assimilation |
- - - - - |
Alternation; Fusion; Multiculturalism;Acculturation |
- - - - - |
1993 Sayegh & Lasry |
Assimilation |
Ethnocentrism |
Integration |
Marginalization |
1995 Coleman |
Monoculturation; Acculturation |
Separation |
Alternation; Integration |
Fusion |
1995 DeVos |
Functional |
Familial-cultural |
Occupational |
Ideological |
1995 DeVos |
Passing |
- - - - - |
Accommodation |
Alienation; Withdrawal; Expulsion |
1997 Bourhis, Moïse, Perreault & Senécal |
Assimilation; Ethnist |
- - - - - |
Pluralism |
Civic |
1997 Bourhis, Moïse, Perreault & Senécal |
Assimilation |
Separation; Segregation |
Integration |
Anomie; Individualism; Exclusion |
1999 Yamada & Singelis |
Western |
Traditional |
Bicultural |
Culturally-alienated |
2000 Faist |
Assimilation |
- - - - - |
Ethnic pluralism; Border-crossing |
- - - - - |
2001 Rudmin & Ahmadzadeh |
Assimilation; Marginalization |
Separation; Marginalization |
Integration; Marginalization |
Multiculturalism |
2001 Berry |
Assimilation; Melting pot |
Separation; Segregation |
Integration; Multiculturalism |
Marginalization; Exclusion |
2001 Montreuil & Bourhis |
Assimilationist |
Segregationist |
Integrationist |
Exclusionist; Individualist |
2001 van Oudenhoven, van der Zee & van Kooten |
Going-native-expatriates |
Hearts-at-the-parent- company- expatriates |
Dual citizens |
Free agents |
2001 Brubaker |
Droit à la différence |
Ausländer-politik |
Differentialist |
Droit à l’indifférence |
2002 Unger, Gallaher, Shakib, Ritt-Olson, Palmer & Johnson |
United States orientation |
Other country orientation |
Both countries orientation |
Neither country orientation |
2003 Rudmin |
Types b,h,i,n |
Types a,f,g,m |
Types c,e,f,h,j, k,l,m,n,o |
Types d,g,i,j,l, o,p |
|
|
|
|
|
Questions
for Discussion
1)
What proportion of acculturation theories arise from outside the Anglo-Saxon
cultural context, and what might be the consequences of that?
2)
What proportion of acculturation theories explain how majority groups adopt
cultural practices from the minorities in their midst?
3)
Explain the role of reference groups in classifying modes of acculturation
as "marginal" or "marginalization".
4)
What proportion of acculturation theories are apriori and what proportion aposteriori?
Give an example of each.
5)
How are the theories of David Born and John Berry similar and how are they
different?
6)
American Blacks appear relatively infrequently in acculturation theory and
research. Why might that be so?
7)
Explain why [+F+C] and [-F-C] are both forms of biculturalism, giving some
illustrative examples.
8)
Thomas and Znaniecki and many others conceived that people acculturate to modernity.
Explain how that is different from acculturating to a dominant culture.
9)
Most of the references in this catalogue have been uncited in standard acculturation
research. Why might that be so?
10) Is it true that American acculturation theorists have been advocates of assimilation policies?
11) Identify someone in your family history (for example, through genealogical records or talking with parents and grandparents) who was involved in an "acculturation" experience. Explain his/her dynamics and how researchers would categorize this experience in light of research theorizing about the phenomenon of acculturation.
About the Author
Floyd
Rudmin majored in philosophy at Bowdoin College in Maine, then worked in the
Philippine Malaria Eradication service as a U.S. Peace Corps Volunteer. After
two years teaching ESL in Japan and two years studying audiology at the
University of Buffalo, he emigrated to Canada, going first to British Columbia
and then moving to Montreal. In 1982, he began doctoral studies at Queen's
University, under the supervision of John Berry, and in 1988 completed his
dissertation on "Ownership as Interpersonal Dominance: A History and Three
Studies of the Social Psychology of Property". After 7 years of soft-money
positions in faculties of law and business, he accepted a professorship in
social and community psychology at the University of Tromso in Norway, where he
also teaches in the Master's Program in Peace and Conflict Transformation.
Acknowledgements:
Encouragement and critical comments were provided by Tony Marsella, Ron Taft,
and Walt Lonner.