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Antigenic and genetic characteristics of H5N1 viruses and candidate 
H5N1 vaccine viruses developed for potential use as pre-pandemic 
vaccines 

 
The development of representative pre-pandemic H5N1 candidate vaccine viruses by 
the WHO Global Influenza Programme

1

 is being conducted as one step in an overall 

strategy for pandemic preparedness. This summary presents the current status of the 
development of new candidate H5N1 vaccine viruses and is intended to provide 
guidance for national authorities on the production of pre-pandemic vaccine.  
 
The H5N1 viruses chosen for development of pre-pandemic candidate vaccine viruses 
are representative of antigenically and genetically distinct groups of viruses that have 
infected humans primarily through contact with ill or dead H5N1-infected birds. 
These representative candidate H5N1 vaccine viruses have been prepared by reverse 
genetics and safety tested prior to release for production of pilot vaccine lots that may 
be used for experimental studies and for stockpiling by governments in advance of a 
possible H5N1 pandemic, should such a national policy exist. Companies are 
recommended to consult individual national authorities on the H5N1 strains to be 
used. Decisions should be based on the epidemiology of the circulating H5N1 viruses 
that are described below.  
 
Comparison of the previously developed (clade 1 rg A/Vietnam/1194/2004 and rg 
A/Vietnam 1203/2004)

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 and new candidate H5N1 vaccine viruses and studies of 

cross-reactivity of these pre-pandemic vaccine viruses and their relationship to newly 
emerging H5N1 viruses are ongoing, and will be reported periodically by WHO. 
 

Genetic characteristics of recent H5N1 viruses 

 
The haemagglutinin (HA) sequences of the majority of H5N1 viruses circulating in 
avian species during the past 3 years separated into two distinct phylogenetic clades 
(genetic groups).

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 Clade 1 viruses circulating in Cambodia, Thailand and Viet Nam 

were responsible for human infections in those countries during 2004 and 2005. Clade 
2 viruses circulated in birds in China and Indonesia during 2003–2004 and 
subsequently during 2005–2006 spread westwards to the Middle East, Europe and 
Africa. This latter genetic group of viruses has been principally responsible for human 
infections during the later part of 2005 and 2006. Six sub-clades of clade 2 have been 
distinguished, three of which (subclades 1, 2 and 3) also differ in geographical 
distribution and have been largely responsible for human cases in Indonesia, in 
countries in the Middle East, Europe and Africa, and in China, respectively (

Fig. 1

). 

 

Antigenic characteristics of recent H5N1 viruses 
 

The antigenic relationships between the HAs of human isolates representative of clade 
1 and three subclades of clade 2 were compared by haemagglutination inhibition (HI) 

                                                 

1

 See http://www.who.int/csr/disease/influenza/mission/en/ 

2

 See 

http://www.who.int/csr/disease/avian_influenza/guidelines/avian_influenza_prototype_strains/en/index
.html 

3

 See http://www.cdc.gov/ncidod/EID/vol11no10/05-0644.htm 

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tests using post-infection ferret antisera. Reciprocal cross-reactions in HI tests 
demonstrated antigenic similarity of HAs within the same genetic clade and 
distinguished representatives of different clades (

Table 1

), with the exception of 

viruses from the Karo cluster

4

 represented by A/Indonesia/CDC625/2006. Viruses 

from this family cluster were antigenically distinguishable from the majority of 
human isolates represented by A/Indonesia/5/2005 and A/Indonesia/CDC357/2006 
(subclade 1), and appeared antigenically more closely related to H5N1 viruses in 
subclade 2.  
 

New candidate vaccine viruses

 

 
Viruses representative of subclade 1 (A/Indonesia/5/2005) and subclade 2 (A/Bar 
headed goose/Qinghai/1A/2005, A/Whooper swan/Mongolia/244/2005 and 
A/turkey/Turkey/1/2005) were selected

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 for the preparation of reverse genetics 

modified reassortant vaccine viruses using the laboratory reference strain A/PR8/34 as 
donor of the polymerase, nucleoprotein, matrix and non-structural protein genes. HI 
analysis confirmed that the reassortant candidate vaccine viruses were antigenically 
similar to the parent viruses and the majority of recent isolates within the same clade. 
On the basis of more recent data, a subclade 3 vaccine virus is also being prepared 
from A/Anhui/1/2005. 
 

Recommended use of candidate pre-pandemic H5N1 vaccine viruses 
 

Pre-pandemic vaccines have been produced by manufacturers using clade 1 viruses 
(rg A/Vietnam/1194/2004 (NIBRG-14) and rg A/Vietman/1203/2004 (CDCRG-1 and 
SJRG-161052)). Clinical trials have been conducted or are under way in several 
countries and stockpiling of clade 1 vaccines has begun in some countries. Because it 
is not known if the next influenza pandemic will be caused by H5N1 viruses or which 
of the clades or subclades of H5N1 would be responsible, should one occur, clinical 
trials using clade 1 viruses should continue as an essential element in pandemic 
preparedness to maximize data available on priming, cross-reactivity and cross-
protection by vaccine viruses from different clades and subclades.  
 
On the basis of the geographical spread, the epidemiology, and the antigenic and 
genetic properties of the H5N1 viruses isolated from humans during the past 12 
months, national authorities may recommend the use of one or more of the following 
H5N1 candidate vaccine viruses for pilot lot vaccine production and subsequent 
stockpiling of vaccines, should relevant national policies exist: 
 
An A/Indonesia/5/2005-like virus 
An A/Bar headed goose/Qinghai/1A/2005-like virus

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An A/Anhui/1/2005-like virus

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4

 See http://www.who.int/csr/don/2006_05_31/en/index.html 

5

 See http://www.who.int/csr/disease/avian_influenza/guidelinestopics/en/index5.html 

6

 Candidate vaccine viruses also include A/turkey/Turkey/1/05 and A/Whooper 

swan/Mongolia/244/2005. 

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 Candidate vaccine virus in preparation. 

  

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Additional pre-pandemic vaccine candidates will be developed as H5N1 viruses 
continue to evolve, and will be announced as they become available. 
 
Institutions, companies and others interested in pandemic vaccine development who 
wish to receive these prototype strains should contact the WHO Global Influenza 
Programme at whoinfluenza@who.int or the institutions listed in the publications at 
the above web site.  

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Fig. 1

Evolution of the H5N1 haemagglutinin gene

Hong Kong/156/97

Vietnam/JP14/05
ck/Cambodia/013LC1b/05

Vietnam/1194/04 *

Vietnam/1203/04 *

Vietnam/HN30408/05

Thailand/16/04

Vietnam/JPHN30321/05

Clade 1

Hong Kong/213/03 *

Indonesia/CDC523/06

Indonesia/CDC699/06

Indonesia/CDC326/06

Indonesia/5/05*

Indonesia/CDC184/05

Indonesia/7/05

dk/KulonProgoBBVET9/04

ck/Indonesia/CDC25/05

Indonesia/6/05

ck/Brebes/BBVET2/05

Indonesia/CDC594/06 

#

ck/Dairi/BPPVI/05

Clade 2

Subclade 1

ck/Yunnan/374/04

ck/Yunnan/115/04

ck/Yunnan/493/05
ck/Yunnan/447/05

dk/Guangxi/13/04

ck/Guangxi/12/04

whooping swan/Mongolia/244/05 *

bar headed gs/Qinghai/1A/05 *

Turkey/65596/06

Turkey/15/06

Iraq/207NAMRU3/06

ck/Nigeria/641/06

mld/Italy/332/06

turkey/Turkey/1/05 *

Egypt/2782NAMRU3/06

Djibouti/5691NAMRU3/06

ck/Nigeria42/06

migratory dk/Jiangxi/2136/05

gs/Kazakhstan/464/05

ck/Krasnodar/01/06

Azerbaijan/011162/06

swan/Iran/754/06

Clade 2

Subclade 2

dk/Laos3295/06

Anhui/1/05 *

Anhui/2/05

Japanese white-eye/Hong Kong/1038/06

ck/Malaysia935/06

Vietnam/30850/05

Guangxi/1/05

dk/Hunan/15/04

qa/Guangxi/575/05

dk/Vietnam/Ncvdcdc95/05

Clade 2

Subclade 3

migratory dk/Jiangxi/1653/05

gs/Guangdong/1/96

5 nucleotides

Indonesia/CDC625/06 

#

* Candidate vaccine reference viruses

#

Karo family cluster

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Table 1. HEMAGGLUTINATION INHIBITION REACTIONS OF INFLUENZA H5N1 VIRUSES 

REFERENCE FERRET ANTISERA

STRAIN DESIGNATION

VN/1194 VN/1203

TH/16

IND/5-R

IND/357 IND/625*

TK/15

WS/244-R

BHG/1A-R TY/TK/1-R

DK/HU/15

ANH/1

GI/1

1 A/VIETNAM/1194/2004 

a

640

160

nd

20

nd

nd

nd

20

20

<20

nd

nd

nd

2 A/VIETNAM/1203/2004 

a

320

160

160

10

<10

80

<10

<10

40

<20

160

10

20

3 A/THAILAND/16/2004 

a

nd

160

160

10

<10

40

<10

<10

40

nd

80

<10

10

5 A/INDONESIA/5/2005 CDC RG-2 

b

80

<10

<10

320

320

160

40

20

80

40

40

40

20

6 A/INDONESIA/CDC357/2006 

b

nd

40

20

320

640

80

40

40

80

nd

20

20

10

7 A/INDONESIA/CDC625/2006 

b

 *

nd

40

10

80

40

1280

40

40

160

nd

40

40

20

8 A/TURKEY/15/2005 

c

80

20

<10

40

40

1280

640

640

1280

320

20

40

40

9 A/W. SWAN/MG/244/2005 SJRG-163243 

c

80

20

10

40

80

640

320

320

640

320

20

10

10

10 A/B-H GOOSE/QINGHAI/1A/2005 SJRG-163222 

c

80

10

<10

40

80

320

80

1280

320

160

40

20

20

11 A/TURKEY/TURKEY/1/2005 NIBRG-23 

c

80

<40

nd

80

nd

nd

nd

320

160

320

nd

nd

nd

12 A/DUCK/HUNANWG/15/2004 

d

nd

80

80

20

20

20

<10

<10

20

nd

160

160

nd

13 A/ANHUI/1/2005 

d

nd

40

20

<10

<10

20

10

10

40

nd

160

640

160

14 A/GUANGXI/1/2005 

d

nd

10

20

20

10

10

<10

<10

40

nd

nd

320

160

a

 Clade 1

b

 Clade 2, Subclade 1

c

 Clade 2, Subclade 2

d

 Clade 2, Subclade 3

* Karo family cluster - father of 10 y.o. M